DFX Intelligence

M•••• • A••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserIndependent wealth managerSEC registeredRAUM 100m 1b

M•••• • A••••••••• L••

CRD 307206

NEWPORT NEWS, VA

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Data as of Aug 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 3
On other graphs: 0
Observed: Jul 27, 2020 to Aug 31, 2026
23 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $471M••• Locked
Discretionary RAUM: $471M
Private client RAUM: $471Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 7
RAUM per advisor: $67.3Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J••• M•••••• M••••	Certified Financial Planner	NEWPORT NEWS, VA	6	16	1	no
M•••••• R•• M••••	Certified Financial Planner\|Chartered Financial Consultant	NEWPORT NEWS, VA	6	39

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
M••••• J•••• M••••••	MEMBER, PRESIDENT, & SENIOR FINANCIAL PLANNER	C	yes	01/2020	Jul 27, 2020	Sep 5, 2024
M••••• K••••••• T••	MEMBER, SENIOR VICE PRESIDENT, & SENIOR FINANCIAL PLANNER	B	yes	01/2020	Jul 27, 2020	Sep 5, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 15, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	0	2	0.0%	0	0	0	2	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$471M	$404M	16.7%	$274M	19.9%	11	8	7	0

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
C•••••••• F••••••••• I•••	4	Oct 1, 2020	Sep 4, 2020	NEWPORT NEWS, VA	Team lift out	Ibd to new firm	1.2%

Relationships

Registered with (7)

← C•••• J••••• M•••Advisorregistration: current employment
Jun 1, 2026 to presentfactForm ADV
← K••• A••••• E••••Advisorregistration: current employment
Jan 12, 2026 to presentfactForm ADV
← B••••••• E••••• R•••••Advisorregistration: current employment
Feb 15, 2022 to presentfactForm ADV
← M•••••• R•• M••••

Dated events

1 bookkeeping event (roster, classification and holdings changes) folded below

Order

Occurred
31 Aug 2026
Ria principal change
••• Locked
Form ADV
Occurred
27 Jul 2020
First Form ADV filing
••• Locked
Form ADV

Show 1 bookkeeping event

Occurred
Mar 11, 2026
••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jul 27, 2020
Last observed: Aug 31, 2026 23 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.