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Reading the graph
Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
PRINCETON, NJ | YARDLEY, PA | DOYLESTOWN, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Mar 12, 2019 | n/a | yes | YARDLEY, PA|DOYLESTOWN, PA|PRINCETON, NJ | Current employment |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Dec 5, 2018 | Mar 6, 2019 | no | LAWRENCEVILLE, NJ | Previous registration |
| EDWARD JONES | National bd RIA | Jun 15, 2017 | Nov 14, 2018 | no | Princeton, NJ|ST LOUIS, MO|PENNINGTON, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Mar 6, 2019 | Mar 12, 2019 | 6 | Firm change | Ibd to wirehouse |
| EDWARD JONES | MML INVESTORS SERVICES, LLC | Nov 14, 2018 | Dec 5, 2018 | 21 | Firm change | Ibd to ibd |