This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0

Regulatory AUM

$606MItem 5.F on the latest filing (2026-07-31); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$598M

Private client RAUM

$593MderivedItem 5.D individuals plus high net worth individuals

Private client share

98%derivedprivate client RAUM over total RAUM

Advisors on IAPD

4

RAUM per advisor

$152Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

7

Advisory employees

3

Offices

0Schedule D 1.F, beyond the principal office

Accounts

857

Individual clients

21

High net worth clients

119

SEC number

801-135572

CRD

340644

Filings on the tape

3

First filed

Mar 10, 2026

Latest filed

Jul 31, 2026

Organised

Limited Liability Company, CA

Website

shahwealthadvisors.com

• Occurred

  Apr 6, 2026
  Team lift-out

  4 advisors left Ameriprise Financial Services, LLC (Chino Hills, CA) for Shah Wealth Advisors within 4 days

  Form ADVobserved 5 days ago
  4 advisors

Graph

RIA / Wealth Management

Canonical id

dfx:ria:577f61aa-31d6-ed51-2d05-9498f9a29c73

First observed

Mar 10, 2026

Last observed

Jul 31, 2026 52 days ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.