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G•••••• A•••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

G•••••• A•••• M••••••••• L••

CRD 268821

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Search this name across graphsid dfx:ria:5783f97a-0082-0842-c08c-369d9950273d

Data as of Mar 18, 2024 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 19
Dated events: 2
On other graphs: 2
Observed: Apr 29, 2021 to Mar 18, 2024
12 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

G•••••• A•••• M••••••••• L••

Venture manager · shared crd

Private Creditidentity

G•••••• A•••• M••••••••• L••

Private credit manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $60.1MItem 5.F on the latest filing (2024-03-18); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $60.1M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
H••••••••• R••••••••• L••••••••• F••• L••	Hedge Fund	$38.8M	Oct 21, 2022	89	Mar 29, 2021	dropped	n/a
M••••••• A••••••• A•••• L••	Other Private Fund	$29.7M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
G••••••• M••••••• E•••••	MANAGING MEMBER	E	yes	11/2011	Apr 29, 2021	Mar 18, 2024
S••••••••• G•••• J•••••	CHIEF COMPLIANCE OFFICER	Na	no	06/2021	Jun 29, 2021

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	0	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$60.1M	$106M	-43.2%	n/a	n/a	7	6	2	1

Relationships

Advises (17)

→ M••••••• A• I••••••••• S•Private fundOther Private Fund, ERA
Mar 29, 2019 to presentfactForm ADV
→ H••••••••• F••• I••••••••• S•Private fundHedge Fund, ERA
Mar 29, 2019 to presentfactForm ADV
→ H••••••••• F••• I• L••Private fundOther Private Fund, ERA
Feb 12, 2018 to presentfactForm ADV
→ H••••••••• I•• L••Private fund

Dated events

Occurred
Mar 27, 2023
Regulatory AUM changed
G•••••• A•••• M••••••••• L•• reported RAUM $105.8M, down 64% from $291.7M (2022-10-21 to 2023-03-27)
Form ADVobserved 7 days ago
$-186M
Occurred
Apr 29, 2021
First Form ADV filing
G•••••• A•••• M••••••••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5783f97a-0082-0842-c08c-369d9950273d
First observed: Apr 29, 2021
Last observed: Mar 18, 2024 30 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.