DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
G•••••• A•••• M••••••••• L••
Latest filing Mar 18, 2024
First filing on the tape Apr 29, 2021 · 12 filings
RAUM
$60.1M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
3 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
7
$60.1M gross assets
History
12 filings and snapshots on the tape
RAUM$60.1M as of Mar 11, 2024
Mar 11, 2022$292M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 11, 2024
Mar 11, 20220 then
Employees (5.A)7 as of Mar 11, 2024
Mar 11, 20226 then
Private funds7 as of Mar 11, 2024
Mar 11, 202213 then
RAUM -43% over the last fiscal yearIARs 0 to 0offices 1 to 2
Practice profile
derived from the filing of Mar 18, 2024; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $8.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- -43%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $60.1M, 7 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$60.1M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 7reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $60.1M for 7 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
17 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| H••••••••• R••••••••• L••••••••• F••• L••no longer reported | Hedge Fund | $38.8M | 89 | Mar 29, 2021 |
| M••••••• A••••••• A•••• L•• | Other Private Fund | $29.7M | 133 | Jul 10, 2017 |
| M••••••• L••• F••• L•• | Other Private Fund | $16.2M | 38 | Mar 15, 2017 |
| H••••••••• L••no longer reported | Hedge Fund | $16.1M | 97 | Jul 10, 2017 |
| H••••••••• I•• L•• | Hedge Fund | $7.6M | 15 | Mar 11, 2022 |
| H••••••••• G••••• C••••• L•• | Other Private Fund | $6.3M | 13 | Mar 15, 2017 |
| H• S••••••••• H••••••••• F••• L••no longer reported | Hedge Fund | $6.1M | 5 | Mar 27, 2020 |
| H••••••••• A•••••••• F••• L••no longer reported | Hedge Fund | $5.4M | 2 | Jul 10, 2017 |
| H••••••••• F••• I• L•• | Other Private Fund | $4.6M | 5 | Feb 12, 2018 |
| L•••• R••••••••• F••• L••no longer reported | Other Private Fund | $3.4M | 9 | Oct 21, 2022 |
| M••••••• A••••••• A•••• S••••• O••••••••• F•••• L•• | Other Private Fund | $2.7M | 3 | Mar 29, 2021 |
| M••••••• L••• F••• I••••••••• S• | Other Private Fund | $1.4M | 5 | Mar 29, 2019 |
| M••••••• A• I••••••••• S• | Other Private Fund | $1.3M | 4 | Mar 29, 2019 |
| H••••••••• F••• I••••••••• S• | Hedge Fund | $642,060 | 3 | Mar 29, 2019 |
| H•••••••• M•••••• R••••••••• L••••••••• F•••••• F••• I••••••••• S•no longer reported | Hedge Fund | $0 | 0 | Mar 29, 2019 |
| H• S••••• • L•••• R••••••••• I••••••••• F••• S•no longer reported | Other Private Fund | $0 | 0 | Jun 28, 2022 |
| H••••••• T•• G••••• C••••• L•• | Hedge Fund | $0 | 13 | Mar 11, 2024 |
Owners and control persons
Schedule A and B, latest filing
- G••••••• M••••••• E••••• · Managing Membercontrolsince 11/2011 · owns 75% or more
- S••••••••• G•••• J••••• · Chief Compliance Officersince 06/2021 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- ,
What changed
consecutive filings, newest first
- Accounts · 9 to 7Aug 28, 2023 to Mar 11, 2024
- Pooled vehicle clients · 9 to 7Aug 28, 2023 to Mar 11, 2024
- Assets in custody · $96.8M to $60.1MAug 28, 2023 to Mar 11, 2024
- Employees · 6 to 7Aug 28, 2023 to Mar 11, 2024
- Other offices · 1 to 2Aug 28, 2023 to Mar 11, 2024
- Private funds · 9 to 7Aug 28, 2023 to Mar 11, 2024
- Discretionary RAUM · $106M to $60.1MAug 28, 2023 to Mar 11, 2024
- Pooled vehicle RAUM · $106M to $60.1MAug 28, 2023 to Mar 11, 2024
- RAUM · $106M to $60.1MAug 28, 2023 to Mar 11, 2024
- HQ city · LA GRANGE to unsetMar 27, 2023 to Aug 28, 2023
- HQ state · IL to unsetMar 27, 2023 to Aug 28, 2023
- Accounts · 13 to 9Oct 21, 2022 to Mar 27, 2023
- Advisory employees · 0 to 3Oct 21, 2022 to Mar 27, 2023
- Pooled vehicle clients · 13 to 9Oct 21, 2022 to Mar 27, 2023
- Assets in custody · $292M to $96.8MOct 21, 2022 to Mar 27, 2023
- Other offices · 2 to 1Oct 21, 2022 to Mar 27, 2023
- Private funds · 14 to 9Oct 21, 2022 to Mar 27, 2023
- Discretionary RAUM · $292M to $106MOct 21, 2022 to Mar 27, 2023
- Pooled vehicle RAUM · $292M to $106MOct 21, 2022 to Mar 27, 2023
- RAUM · $292M to $106MOct 21, 2022 to Mar 27, 2023
- Other offices · 0 to 2Jun 28, 2022 to Oct 21, 2022
- Private funds · 13 to 14Jun 28, 2022 to Oct 21, 2022
- Accounts · 12 to 13Oct 25, 2021 to Mar 11, 2022
- Advisory employees · 3 to 0Oct 25, 2021 to Mar 11, 2022
- BD registered reps · 1 to 0Oct 25, 2021 to Mar 11, 2022
- Pooled vehicle clients · 12 to 13Oct 25, 2021 to Mar 11, 2022
- Assets in custody · $229M to $292MOct 25, 2021 to Mar 11, 2022
- Financial planning clients · unset to 0Oct 25, 2021 to Mar 11, 2022
- State-registered IARs · 1 to 0Oct 25, 2021 to Mar 11, 2022
- Private funds · 12 to 13Oct 25, 2021 to Mar 11, 2022
- Discretionary RAUM · $313M to $292MOct 25, 2021 to Mar 11, 2022
- Pooled vehicle RAUM · $313M to $292MOct 25, 2021 to Mar 11, 2022
- RAUM · $313M to $292MOct 25, 2021 to Mar 11, 2022
- Accounts · 11 to 12Jun 29, 2021 to Oct 25, 2021
- Pooled vehicle clients · 11 to 12Jun 29, 2021 to Oct 25, 2021
- Discretionary RAUM · $229M to $313MJun 29, 2021 to Oct 25, 2021
- Pooled vehicle RAUM · $229M to $313MJun 29, 2021 to Oct 25, 2021
- RAUM · $229M to $313MJun 29, 2021 to Oct 25, 2021
- Other offices · 2 to 0Apr 29, 2021 to Apr 29, 2021
- Private funds · 24 to 12Apr 29, 2021 to Apr 29, 2021
Signals
2 dated events
- G•••••• A•••• M••••••••• L•• reported RAUM $105.8M, down 64% from $291.7M (2022-10-21 to 2023-03-27)Mar 27, 2023 · RAUM change · derived
- G•••••• A•••• M••••••••• L•• filed its initial SEC registration (Form ADV)Apr 29, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- G•••••• A•••• M••••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- lamcoalts.comreportedpublic record, Form ADV, Sep 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026