DFX Intelligence

E••• W•••• D••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

E••• W•••• D••••

Advisor at T••••••• S••••••• A•••••••

Duncan, OK | INDIANAPOLIS, IN

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Search this name across graphsid dfx:ria:5797192f-cf3b-d4c4-0d6e-36623019e89c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Oct 10, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••• S••••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 10, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••• S••••••• A•••••••	Bd affiliated wealth	Jun 15, 2024	n/a	yes	Duncan, OK\|INDIANAPOLIS, IN	Current employment
P••••••• C•••••• A•••••••• I•••	Former SEC adviser	Jun 5, 2003	Jun 28, 2024	no	Duncan, OK\|Duncan, OK

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••• C•••••• A•••••••• I•••	T••••••• S••••••• A•••••••	Jun 28, 2024	Jun 15, 2024	-13	Firm change	RIA to ibd
E•••••••• A•••••••• L••	P••••••• C•••••• A•••••••• I•••	Jun 5, 2003	Jun 5, 2003

Team moves

••• Locked

Team	Left	Joined	From	Kind
115758:299201:OK:2024-06-28	Jun 28, 2024	Jun 15, 2024	DUNCAN, OK	Firm change

Relationships

Registered with (3)

→ T••••••• S••••••• A•••••••Registered adviserregistration: current employment
Jun 15, 2024 to presentfactForm ADV
→ P••••••• C•••••• A•••••••• I•••Registered adviserregistration: previous registration
Jun 5, 2003 to Jun 28, 2024factForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Oct 10, 2000 to Jun 5, 2003factForm ADV

Dated events

Occurred
Jun 28, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5797192f-cf3b-d4c4-0d6e-36623019e89c
First observed: Oct 10, 2000
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.