DFX Intelligence

G•••••••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

G•••••••• B•••••

Advisor at R••••••••• C•••••• M•••••••••

New York, NY | NY, NY

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Search this name across graphsid dfx:ria:579ad039-6ad6-2f34-30df-1b904891e15d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Mar 9, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••••••• C•••••• M•••••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••••••• C•••••• M•••••••••	Bd affiliated wealth	Jul 20, 2026	n/a	yes	New York, NY\|NY, NY	Current employment
M••••• S••••••	Wirehouse	May 16, 2025	Jul 21, 2026	no	New York, NY\|Naples, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	R••••••••• C•••••• M•••••••••	Jul 21, 2026	Jul 20, 2026	-1	Firm change	Wirehouse to ibd
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	M••••• S••••••	May 20, 2025	May 16, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
149777:291361:FL:2026-07-21	Jul 21, 2026	Jul 20, 2026	NAPLES, FL	Firm change

Relationships

Registered with (3)

→ R••••••••• C•••••• M•••••••••Registered adviserregistration: current employment
Jul 20, 2026 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
May 16, 2025 to Jul 21, 2026factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Mar 9, 2020 to May 20, 2025factForm ADV

Dated events

Occurred
Jul 21, 2026
Advisor changed firm
G•••••••• B••••• left M••••• S•••••• for R••••••••• C•••••• M••••••••• (registered 2026-07-20)
Form ADVobserved 7 days ago
Occurred
May 20, 2025
Advisor changed firm
G•••••••• B••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for M••••• S•••••• (registered 2025-05-16)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:579ad039-6ad6-2f34-30df-1b904891e15d
First observed: Mar 9, 2020
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.