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Advisor at ALPHA ADVISORS, LLC
RICHMOND, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ALPHA ADVISORS, LLC | Independent wealth | May 8, 2006 | n/a | yes | RICHMOND, VA | Current employment |
| FERRIS, BAKER WATTS, LLC | n/a | Jan 14, 2005 | Jun 7, 2006 | no | RICHMOND, VA | Previous registration |
| MORGAN KEEGAN & COMPANY, LLC | Former SEC adviser | Sep 1, 2000 | Jan 19, 2005 | no | RICHMOND, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FERRIS, BAKER WATTS, LLC | ALPHA ADVISORS, LLC | Jun 7, 2006 | May 8, 2006 | -30 | Firm change | Other |
| MORGAN KEEGAN & COMPANY, LLC | FERRIS, BAKER WATTS, LLC | Jan 19, 2005 | Jan 14, 2005 | -5 | Firm change | Other |