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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

ALPHA ADVISORS, LLC

CRD 118107

RICHMOND, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f6b5a4e5-1227-70d0-8a24-0e5cb110e648

Data as of Aug 28, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Feb 13, 2012 to Aug 28, 2026
19 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $256MItem 5.F on the latest filing (2026-08-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $256M
Private client RAUM: $254MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $85.4Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 4
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 401
Individual clients: 55
High net worth clients: 60
Custody, client assets: $81.9M
SEC number: 801-113120
CRD: 118107
Filings on the tape: 19
First filed: Feb 13, 2012
Latest filed: Aug 28, 2026
Organised: Limited Liability Company, VA
Website: alpha-advisors.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
SARAH CATHERINE BYRD	n/a	RICHMOND, VA	22	22	n/a	no
MARK DOUGLAS LEIMBERGER	n/a	RICHMOND, VA	20	29	2	no
ALEXANDER KENNETH SCOTT	n/a	RICHMOND, VA	13	17	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BYRD, SARAH, CATHERINE	EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER	A	yes	01/2010	Feb 13, 2012	Jun 26, 2024
SCOTT, ALEXANDER, KENNETH	President	C	yes	06/2013	Apr 2, 2018	Jun 26, 2024
WALLACE, ROLAND, DOUGLAS	CHAIRMAN AND CHIEF INVESTMENT OFFICER	C	yes	02/2001	Feb 13, 2012	Jun 26, 2024
LEIMBERGER, MARK, DOUGLAS	CHIEF EXECUTIVE OFFICER	A	no	06/2014	Apr 2, 2018	Jun 26, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 26, 2026	$256M	$256M	4	2	0	n/a	n/a
2024	Feb 28, 2025	$231M	$231M	4	2	0	n/a	n/a
2023	Mar 11, 2024	$186M	$186M	4	3	0	n/a	n/a
2022	Mar 27, 2023	$148M	$148M	4	3	0	n/a	n/a
2021	Mar 2, 2022	$158M	$158M	5	3	0	n/a	n/a
2020	Feb 24, 2021	$139M	$139M	4	3	0	n/a	n/a
2019	Mar 17, 2020	$129M	$129M	5	3	0	n/a	n/a
2018	Mar 20, 2019	$109M	$109M	4	3	0	n/a	n/a
2011	Mar 1, 2012	$58.1M	$58.1M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$256M	$231M	10.7%	$148M	19.9%	4	4	0	0

Relationships

Registered with (4)

← ALEXANDER KENNETH SCOTTAdvisorregistration: current employment
Aug 12, 2013 to presentfactForm ADV
← MARK DOUGLAS LEIMBERGERAdvisorregistration: current employment
May 8, 2006 to presentfactForm ADV
← SARAH CATHERINE BYRDAdvisorregistration: current employment
Aug 25, 2004 to presentfactForm ADV
← SCHUYLER ANDREW HUCKAdvisorregistration: previous registration
Jun 5, 2007 to Oct 8, 2009factForm ADV

Controls (3)

← SCOTT, ALEXANDER, KENNETHOwnerPRESIDENT, ownership code C, individual
Apr 2, 2018 to Jun 26, 2024factForm ADV
← WALLACE, ROLAND, DOUGLASOwnerCHAIRMAN AND CHIEF INVESTMENT OFFICER, ownership code C, individual
Feb 13, 2012 to Jun 26, 2024factForm ADV
← BYRD, SARAH, CATHERINEOwnerEXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, ownership code A, individual
Feb 13, 2012 to Jun 26, 2024factForm ADV

Owns (1)

← LEIMBERGER, MARK, DOUGLASOwnerCHIEF EXECUTIVE OFFICER, ownership code A, individual
Apr 2, 2018 to Jun 26, 2024factForm ADV

Dated events

Occurred
Apr 2, 2018
First Form ADV filing
Alpha Advisors, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f6b5a4e5-1227-70d0-8a24-0e5cb110e648
First observed: Feb 13, 2012
Last observed: Aug 28, 2026 21 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ALPHA ADVISORS, LLC

CRD 118107

RICHMOND, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f6b5a4e5-1227-70d0-8a24-0e5cb110e648

Data as of Aug 28, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:52 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

SARAH CATHERINE BYRD

n/a

RICHMOND, VA

n/a

MARK DOUGLAS LEIMBERGER

n/a

RICHMOND, VA

ALEXANDER KENNETH SCOTT

n/a

RICHMOND, VA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BYRD, SARAH, CATHERINE

EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER

yes

01/2010

Feb 13, 2012

Jun 26, 2024

SCOTT, ALEXANDER, KENNETH

President

yes

06/2013

Apr 2, 2018

Jun 26, 2024

WALLACE, ROLAND, DOUGLAS

CHAIRMAN AND CHIEF INVESTMENT OFFICER

yes

02/2001

Feb 13, 2012

Jun 26, 2024

LEIMBERGER, MARK, DOUGLAS

CHIEF EXECUTIVE OFFICER

06/2014

Apr 2, 2018

Jun 26, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 26, 2026

$256M

n/a

2024

Feb 28, 2025

$231M

n/a

2023

Mar 11, 2024

$186M

n/a

2022

Mar 27, 2023

$148M

n/a

2021

Mar 2, 2022

$158M

n/a

2020

Feb 24, 2021

$139M

n/a

2019

Mar 17, 2020

$129M

n/a

2018

Mar 20, 2019

$109M

n/a

2011

Mar 1, 2012

$58.1M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$256M

$231M

10.7%

$148M

19.9%