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CRD 143224
STAMFORD, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| THE TRILL IMPACT-DWM SDGS CREDIT FUND, A SUB-FUND OF DWM INCOME FUNDS S.C.A. - SICAV SIF | Other Private Fund | $230M | Mar 28, 2024 | 15 | Mar 24, 2021 | reported | n/a |
| DWM INCLUSIVE FINANCE EQUITY FUND II, A SUB-FUND OF DWM FUNDS S.C.A. - SICAV SIF | Private Equity Fund | $31.2M | Mar 28, 2024 | 7 | Mar 26, 2014 | reported | 021-1440884 |
| THE DWM MICROFINANCE FUND J, A SUB-FUND OF DWM INCOME FUNDS S.C.A. - SICAV SIF | Other Private Fund | $14.4M | Mar 28, 2020 | 1 | Mar 29, 2012 | dropped | n/a |
| DWM MICROFINANCE EQUITY FUND I, A SUB-FUND OF DWM FUNDS S.C.A. - SICAV SIF | Private Equity Fund | $12.1M | Mar 28, 2024 | 4 | Mar 29, 2012 | reported | 021-1440884 |
| THE DWM MICROFINANCE FUND, A SUB-FUND OF DWM INCOME FUNDS S.C.A. - SICAV SIF | Other Private Fund | $288,608 | Mar 30, 2017 | 19 | Mar 29, 2012 | dropped | 021-139601 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| Constantino, Robert, Peter | Partner | F | yes | 01/2023 | Mar 30, 2023 | Mar 28, 2024 |
| DWM HOLDINGS, LLC | MEMBER, PARENT (RELYING ADVISER) | E | yes | 12/2007 | Mar 29, 2012 | Mar 28, 2024 |
| DWM HOLDINGS, LLC | Parent | E | yes | 12/2004 | Mar 29, 2012 | Mar 28, 2024 |
| JOHNSON, PETER, HALLOCK | Member | C | yes | 12/2007 | Mar 29, 2012 | Mar 28, 2024 |
| JOHNSON, PETER, HALLOCK | PARTNER, MANAGER (RELYING ADVISER) | Na | yes | 10/2006 | Mar 29, 2012 | Mar 28, 2024 |
| MARSHALL, EDWARD, ADGER | CHIEF COMPLIANCE OFFICER, MANAGER (RELYING ADVISER) | Na | yes | 09/2010 | Mar 29, 2012 | Mar 28, 2024 |
| MARSHALL, EDWARD, ADGER | Partner | F | yes | 09/2010 | Mar 29, 2012 | Mar 28, 2024 |
| MEHAN, CHRISTOPHER, FRANCIS | Partner | F | yes | 01/2023 | Mar 30, 2023 | Mar 28, 2024 |
| REMTULA, ALEEM | Partner | F | yes | 04/2018 | Mar 24, 2021 | Mar 28, 2024 |
| SWANSON, J, BRADLEY | Member | F | yes | 12/2007 | Mar 29, 2012 | Mar 28, 2024 |
| TOLLIVER, ODETA, DANA | Partner | F | yes | 01/2016 | Mar 31, 2019 | Mar 28, 2024 |
| TOLLIVER, ODETA, DANA | CHIEF FINANCIAL OFFICER | Na | yes | 01/2016 | Mar 31, 2019 | Mar 28, 2024 |
| WALKER, WILLIAM, COURTLAND CHURCHFIEL | Partner | F | yes | 04/2018 | Mar 24, 2021 | Mar 28, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| DWM FINANCE LLC | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Tbilisi | n/a | Georgia/Gruzinskaya | 4 | no |
| NEW YORK | NY | United States | 3 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 30, 2026 | $645M | $10.7M | 36 | 32 | 2 | 3 | n/a |
| 2024 | Mar 31, 2025 | $574M | $20.2M | 32 | 28 | 2 | 3 | n/a |
| 2023 | Mar 28, 2024 | $555M | $43.3M | 35 | 30 | 2 | 3 | $273M |
| 2022 | Mar 30, 2023 | $520M | $39.4M | 37 | 28 | 2 | 3 | $241M |
| 2021 | Mar 17, 2022 | $491M | $46.6M | 32 | 26 | 1 | 3 | $222M |
| 2020 | Mar 24, 2021 | $615M | $64.7M | 32 | 27 | 1 | 3 | $163M |
| 2019 | Mar 28, 2020 | $517M | $64.3M | 29 | 23 | 1 | 3 | $44.5M |
| 2018 | Mar 31, 2019 | $427M | $66.1M | 23 | 18 | 2 | 3 | $82.7M |
| 2017 | Mar 26, 2018 | $373M | $295M | 27 | 17 | 2 | 3 | $99.4M |
| 2016 | Mar 30, 2017 | $255M | $91.7M | 20 | 17 | n/a | 4 | $115M |
| 2015 | Mar 29, 2016 | $223M | $93.2M | 20 | 15 | n/a | 4 | $129M |
| 2014 | Mar 20, 2015 | $397M | $80.0M | 25 | 19 | n/a | 4 | $128M |
| 2013 | Mar 26, 2014 | $652M | $93.6M | 31 | 25 | n/a | 4 | $179M |
| 2012 | Mar 18, 2013 | $778M | $82.9M | 36 | 28 | n/a | 3 | $267M |
| 2011 | Mar 29, 2012 | $760M | $325M | n/a | n/a | n/a | 3 | $310M |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $645M | $574M | 12.3% | $520M | 7.5% | 36 | 32 | 2 | 2 |