DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

MONTROSE PRIVATE CLIENTS

BOSTON INVESTING CORPORATION, CRD 7178

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:57c5e0de-9f92-d9f4-b514-6b846cbfd324

Data as of Mar 31, 2014 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2012 to Mar 31, 2014
6 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $31.9MItem 5.F on the latest filing (2014-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $31.9M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2
Advisory employees: 2
Accounts: 4
Private funds: 2Schedule D 7.B(1)
Private fund GAV: $18.6Mgross asset value as reported per fund; never fund size
Custody, client assets: $9.9M
SEC number: 801-9388
CRD: 7178
Filings on the tape: 6
First filed: Mar 30, 2012
Latest filed: Mar 31, 2014
Organised: Corporation, Connecticut

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
PRIME GROWTH STOCKS LLC	Other Private Fund	$9.9M	Mar 31, 2014	23	Mar 30, 2012	reported	021-190360
INTERNATIONAL MASTERS INVESTMENT COMPANY	Other Private Fund	$8.6M	Mar 31, 2014	16	Mar 30, 2012	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CHOA, NINA, TRAIN	Shareholder	C	yes	05/1978	Mar 30, 2012	Mar 31, 2014
KLEBNIKOV, HELEN, T	SHAREHOLDER AND DIRECTOR	C	yes	05/1978	Mar 30, 2012	Mar 31, 2014
PERKINS, SARA, D.	VICE PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER/ACTING TREASURER	Na	yes	05/2008	Mar 30, 2012	Mar 31, 2014
TRAIN, JOHN	PRESIDENT/DIRECTOR	Na	yes	05/2008	Mar 30, 2012	Mar 31, 2014
TRAIN, LISA	Shareholder	C	yes	05/1978	Mar 30, 2012	Mar 31, 2014

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MONTROSE ADVISORS INC	n/a	Mixed wealth	$671M	N	no	n/a
MONTROSE ACCOUNTING COMPANY LLC	n/a	n/a	n/a	Y	yes	NY

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2013	Mar 31, 2014	$31.9M	$31.9M	2	2	n/a	2	$18.6M
2012	Apr 1, 2013	$31.4M	$30.1M	2	2	n/a	2	$17.6M
2011	Mar 30, 2012	$31.3M	$25.8M	n/a	n/a	n/a	2	$20.0M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2013	$31.9M	$31.4M	1.9%	n/a	n/a	2	2	n/a	n/a

Relationships

Affiliated with (1)

→ MONTROSE ADVISORS INCRegistered adviserother investment adviser
factForm ADV

Advises (2)

→ PRIME GROWTH STOCKS LLCPrivate fundOther Private Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ INTERNATIONAL MASTERS INVESTMENT COMPANYPrivate fundOther Private Fund, IA
Mar 30, 2012 to presentfactForm ADV

Controls (5)

← CHOA, NINA, TRAINOwnerSHAREHOLDER, ownership code C, individual
Mar 30, 2012 to presentfactForm ADV
← TRAIN, LISAOwnerSHAREHOLDER, ownership code C, individual
Mar 30, 2012 to presentfactForm ADV
← KLEBNIKOV, HELEN, TOwnerSHAREHOLDER AND DIRECTOR, ownership code C, individual
Mar 30, 2012 to presentfactForm ADV
← TRAIN, JOHNOwnerPRESIDENT/DIRECTOR, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← PERKINS, SARA, D.OwnerVICE PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER/ACTING TREASURER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:57c5e0de-9f92-d9f4-b514-6b846cbfd324
First observed: Mar 30, 2012
Last observed: Mar 31, 2014 151 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MONTROSE PRIVATE CLIENTS

BOSTON INVESTING CORPORATION, CRD 7178

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:57c5e0de-9f92-d9f4-b514-6b846cbfd324

Data as of Mar 31, 2014 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:43 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

PRIME GROWTH STOCKS LLC

Other Private Fund

$9.9M

Mar 31, 2014

Mar 30, 2012

reported

021-190360

INTERNATIONAL MASTERS INVESTMENT COMPANY

Other Private Fund

$8.6M

Mar 31, 2014

Mar 30, 2012

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CHOA, NINA, TRAIN

Shareholder

yes

05/1978

Mar 30, 2012

Mar 31, 2014

KLEBNIKOV, HELEN, T

SHAREHOLDER AND DIRECTOR

yes

05/1978

Mar 30, 2012

Mar 31, 2014

PERKINS, SARA, D.

VICE PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER/ACTING TREASURER

yes

05/2008

Mar 30, 2012

Mar 31, 2014

TRAIN, JOHN

PRESIDENT/DIRECTOR

yes

05/2008

Mar 30, 2012

Mar 31, 2014

TRAIN, LISA

Shareholder

yes

05/1978

Mar 30, 2012

Mar 31, 2014

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MONTROSE ADVISORS INC

n/a

Mixed wealth

$671M

n/a

MONTROSE ACCOUNTING COMPANY LLC

n/a

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2013

Mar 31, 2014

$31.9M

n/a

$18.6M

2012

Apr 1, 2013

$31.4M

$30.1M

n/a

$17.6M

2011

Mar 30, 2012

$31.3M

$25.8M

n/a

$20.0M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2013

$31.9M

$31.4M

1.9%

n/a