DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

JUPITER ASSET MANAGEMENT US LLC

CRD 310918

DENVER, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:57cbbac6-4305-1ed7-37ed-c3e71f577087

Data as of Mar 25, 2024 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 10
On other graphs: 0
Observed: Nov 3, 2020 to Mar 25, 2024
10 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $20.9MItem 5.F on the latest filing (2024-03-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $20.9M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 1
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $22.9Mgross asset value as reported per fund; never fund size
Custody, client assets: $0
SEC number: 801-119915
CRD: 310918
Filings on the tape: 10
First filed: Nov 3, 2020
Latest filed: Mar 25, 2024
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
JUPITER GLOBAL EMERGING MARKETS FOCUS FUND LP	Other Private Fund	$5.0M	May 2, 2023	2	Dec 8, 2022	reported	021-459652
JUPITER GLOBAL SUSTAINABLE EQUITIES FUND LP	Other Private Fund	$4.9M	May 2, 2023	2	Dec 8, 2022	reported	021-456535

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CARTER, CATHERINE, ELIZABETH	CHIEF COMPLIANCE OFFICER	Na	yes	12/2022	Dec 8, 2022	Mar 25, 2024
GUENZL, MARTIN, MAXIMILIAN	Manager	Na	yes	08/2020	Nov 3, 2020	Mar 25, 2024
JUPITER ASSET MANAGEMENT (NORTH AMERICA) INC	Member	E	yes	01/2020	Nov 3, 2020	Mar 25, 2024
JUPITER ASSET MANAGEMENT GROUP LIMITED	Shareholder	E	yes	06/2007	Nov 3, 2020	Mar 25, 2024
JUPITER FUND MANAGEMENT GROUP LIMITED	Shareholder	E	yes	03/2007	Nov 3, 2020	Mar 25, 2024
JUPITER FUND MANAGEMENT PLC	Shareholder	E	yes	03/2007	Nov 3, 2020	Mar 25, 2024
JUPITER INVESTMENT MANAGEMENT GROUP LIMITED	Shareholder	E	yes	10/2014	Nov 3, 2020	Mar 25, 2024
KNIGHTSBRIDGE ASSET MANAGEMENT LIMITED	Shareholder	E	yes	09/2004	Nov 3, 2020	Mar 25, 2024
OWEN, THOMAS, NICHOLAS	Manager	Na	yes	08/2020	Nov 3, 2020	Mar 25, 2024
PATEL, MINESH	Manager	Na	yes	08/2020	Nov 3, 2020	Mar 25, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
JUPITER ASSET MANAGEMENT LIMITED	n/a	Asset manager	$68B	N	yes	n/a
JUPITER INVESTMENT MANAGEMENT LIMITED	n/a	Former SEC adviser	$26B	N	yes	n/a
NZS CAPITAL LLC	n/a	Other adviser	$4.1B	N	yes	n/a
JUPITER ASSET MANAGEMENT (EUROPE) LIMITED	n/a	n/a	n/a	N	yes	n/a
JUPITER ASSET MANAGEMENT INTERNATIONAL S.A.	n/a	n/a	n/a	N	yes	n/a
JUPITER FUND MANAGERS LIMITED	n/a	n/a	n/a	N	yes	n/a
JUPITER MANAGEMENT GP LLC	n/a	n/a	n/a	Y	yes	n/a
JUPITER UNIT TRUST MANAGERS LIMITED	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Mar 25, 2024	$20.9M	$20.9M	1	1	0	1	$22.9M
2022	Mar 29, 2023	$19.6M	$19.6M	21	2	1	3	$19.6M
2021	Mar 29, 2022	$12.5M	$12.5M	6	2	1	1	$12.5M
2020	Mar 30, 2021	$2.2M	$2.2M	4	2	0	1	$2.2M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$20.9M	$19.6M	6.9%	$2.2M	110.8%	1	21	0	1

Relationships

Affiliated with (4)

← JUPITER ASSET MANAGEMENT LIMITEDRegistered adviserother investment adviser, common control
factForm ADV
→ OLD MUTUAL GLOBAL INVESTORSRegistered adviserother investment adviser, bank, common control
factForm ADV
→ NZS CAPITAL LLCRegistered adviserother investment adviser, common control
factForm ADV
→ JUPITER ASSET MANAGEMENT LIMITEDRegistered adviserother investment adviser, common control
factForm ADV

Controls (10)

← GUENZL, MARTIN, MAXIMILIANOwnerMANAGER, ownership code NA, individual
Nov 3, 2020 to presentfactForm ADV
← OWEN, THOMAS, NICHOLASOwnerMANAGER, ownership code NA, individual
Nov 3, 2020 to presentfactForm ADV
← PATEL, MINESHOwnerMANAGER, ownership code NA, individual
Nov 3, 2020 to presentfactForm ADV
← CARTER, CATHERINE, ELIZABETHOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Dec 8, 2022 to presentfactForm ADV
← JUPITER ASSET MANAGEMENT (NORTH AMERICA) INCOwnerMEMBER, ownership code E, domestic entity
Nov 3, 2020 to presentfactForm ADV
← JUPITER ASSET MANAGEMENT GROUP LIMITEDOwnerSHAREHOLDER, ownership code E, foreign entity
Nov 3, 2020 to presentfactForm ADV
← JUPITER FUND MANAGEMENT GROUP LIMITEDOwnerSHAREHOLDER, ownership code E, foreign entity
Nov 3, 2020 to presentfactForm ADV
← JUPITER FUND MANAGEMENT PLCOwnerSHAREHOLDER, ownership code E, foreign entity
Nov 3, 2020 to presentfactForm ADV
← JUPITER INVESTMENT MANAGEMENT GROUP LIMITEDOwnerSHAREHOLDER, ownership code E, foreign entity
Nov 3, 2020 to presentfactForm ADV
← KNIGHTSBRIDGE ASSET MANAGEMENT LIMITEDOwnerSHAREHOLDER, ownership code E, foreign entity
Nov 3, 2020 to presentfactForm ADV

Advises (2)

→ JUPITER GLOBAL EMERGING MARKETS FOCUS FUND LPPrivate fundOther Private Fund, IA
Dec 8, 2022 to presentfactForm ADV
→ JUPITER GLOBAL SUSTAINABLE EQUITIES FUND LPPrivate fundOther Private Fund, IA
Dec 8, 2022 to presentfactForm ADV

Dated events

Occurred
Jan 24, 2024
Control person left
Taylor Francis Carrington (Manager) no longer on Schedule A of Jupiter Asset Management Us Llc (listed 2023-05-02, absent 2024-01-24)
Form ADVobserved 6 days ago
Occurred
Dec 8, 2022
Control person joined
Elizabeth Catherine Carter (Chief Compliance Officer) appeared on Schedule A of Jupiter Asset Management Us Llc
Form ADVobserved 6 days ago
Occurred
Dec 8, 2022
Control person left
Veronica Wendy Christina Lazenby (Chief Compliance Officer) no longer on Schedule A of Jupiter Asset Management Us Llc (listed 2022-03-29, absent 2022-12-08)
Form ADVobserved 6 days ago
Occurred
Mar 29, 2022
Control person left
Beth Tracy Pike (Manager) no longer on Schedule A of Jupiter Asset Management Us Llc (listed 2021-09-03, absent 2022-03-29)
Form ADVobserved 6 days ago
Occurred
Mar 30, 2021
Control person left
Lorimer Garth Turner (Manager) no longer on Schedule A of Jupiter Asset Management Us Llc (listed 2021-02-03, absent 2021-03-30)
Form ADVobserved 6 days ago
Occurred
Mar 30, 2021
Control person left
Vernon Robert Parker (Chief Compliance Officer) no longer on Schedule A of Jupiter Asset Management Us Llc (listed 2021-02-03, absent 2021-03-30)
Form ADVobserved 6 days ago
Occurred
Mar 30, 2021
Control person joined
Veronica Wendy Christina Lazenby (Chief Compliance Officer) appeared on Schedule A of Jupiter Asset Management Us Llc
Form ADVobserved 6 days ago
Occurred
Feb 3, 2021
Control person joined
Taylor Francis Carrington (Manager) appeared on Schedule A of Jupiter Asset Management Us Llc
Form ADVobserved 6 days ago
Occurred
Feb 3, 2021
Control person joined
Beth Tracy Pike (Manager) appeared on Schedule A of Jupiter Asset Management Us Llc
Form ADVobserved 6 days ago
Occurred
Nov 3, 2020
First Form ADV filing
Jupiter Asset Management Us Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:57cbbac6-4305-1ed7-37ed-c3e71f577087
First observed: Nov 3, 2020
Last observed: Mar 25, 2024 30 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

JUPITER ASSET MANAGEMENT US LLC

CRD 310918

DENVER, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:57cbbac6-4305-1ed7-37ed-c3e71f577087

Data as of Mar 25, 2024 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:16 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

JUPITER GLOBAL EMERGING MARKETS FOCUS FUND LP

Other Private Fund

$5.0M

May 2, 2023

Dec 8, 2022

reported

021-459652

JUPITER GLOBAL SUSTAINABLE EQUITIES FUND LP

Other Private Fund

$4.9M

May 2, 2023

Dec 8, 2022

reported

021-456535

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CARTER, CATHERINE, ELIZABETH

CHIEF COMPLIANCE OFFICER

yes

12/2022

Dec 8, 2022

Mar 25, 2024

GUENZL, MARTIN, MAXIMILIAN

Manager

yes

08/2020

Nov 3, 2020

Mar 25, 2024

JUPITER ASSET MANAGEMENT (NORTH AMERICA) INC

Member

yes

01/2020

Nov 3, 2020

Mar 25, 2024

JUPITER ASSET MANAGEMENT GROUP LIMITED

Shareholder

yes

06/2007

Nov 3, 2020

Mar 25, 2024

JUPITER FUND MANAGEMENT GROUP LIMITED

Shareholder

yes

03/2007

Nov 3, 2020

Mar 25, 2024

JUPITER FUND MANAGEMENT PLC

Shareholder

yes

03/2007

Nov 3, 2020

Mar 25, 2024

JUPITER INVESTMENT MANAGEMENT GROUP LIMITED

Shareholder

yes

10/2014

Nov 3, 2020

Mar 25, 2024

KNIGHTSBRIDGE ASSET MANAGEMENT LIMITED

Shareholder

yes

09/2004

Nov 3, 2020

Mar 25, 2024

OWEN, THOMAS, NICHOLAS

Manager

yes

08/2020

Nov 3, 2020

Mar 25, 2024

PATEL, MINESH

Manager

yes

08/2020

Nov 3, 2020

Mar 25, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

JUPITER ASSET MANAGEMENT LIMITED

n/a

Asset manager

$68B

yes

n/a

JUPITER INVESTMENT MANAGEMENT LIMITED

n/a

Former SEC adviser

$26B

yes

n/a

NZS CAPITAL LLC

n/a

Other adviser

$4.1B

yes

n/a

JUPITER ASSET MANAGEMENT (EUROPE) LIMITED

n/a

yes

n/a

JUPITER ASSET MANAGEMENT INTERNATIONAL S.A.

n/a

yes

n/a

JUPITER FUND MANAGERS LIMITED

n/a

yes

n/a

JUPITER MANAGEMENT GP LLC

n/a

yes

n/a

JUPITER UNIT TRUST MANAGERS LIMITED

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Mar 25, 2024

$20.9M

$22.9M

2022

Mar 29, 2023

$19.6M

2021

Mar 29, 2022

$12.5M

2020

Mar 30, 2021

$2.2M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

$20.9M

$19.6M

6.9%

$2.2M

110.8%