DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Jupiter Asset Management US LLC
Latest filing Mar 25, 2024
First filing on the tape Nov 3, 2020 · 10 filings
RAUM
$20.9M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
$22.9M gross assets
History
10 filings and snapshots on the tape
RAUM$20.9M as of Mar 25, 2024
Mar 30, 2021$2.2M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 25, 2024
Mar 30, 20210 then
Employees (5.A)1 as of Mar 25, 2024
Mar 30, 20214 then
Private funds1 as of Mar 25, 2024
Mar 30, 20211 then
RAUM +6.9% over the last fiscal year+111% a year over threeIARs 0 to 0offices 1 to 0
Practice profile
derived from the filing of Mar 25, 2024; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $20.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$20.9M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Jupiter Global Emerging Markets Focus Fund LP | Other Private Fund | $5.0M | 2 | Dec 8, 2022 |
| Jupiter Global Sustainable Equities Fund LP | Other Private Fund | $4.9M | 2 | Dec 8, 2022 |
Owners and control persons
Schedule A and B, latest filing
- Elizabeth Catherine Carter · Chief Compliance Officercontrolsince 12/2022 · owns less than 5%
- Maximilian Martin Guenzl · Managercontrolsince 08/2020 · owns less than 5%
- Nicholas Thomas Owen · Managercontrolsince 08/2020 · owns less than 5%
- Minesh Patel · Managercontrolsince 08/2020 · owns less than 5%
Entity owners
- Jupiter Asset Management (North America) Inc · Memberdirect · owns 75% or more
- Jupiter Asset Management Group Limited · Shareholderindirect · owns 75% or more of Knightsbridge Asset Management Limited
- Jupiter Fund Management Group Limited · Shareholderindirect · owns 75% or more of Jupiter Asset Management Group Limited
- Jupiter Fund Management Plc · Shareholderindirect · owns 75% or more of Jupiter Fund Management Group Limited
- Jupiter Investment Management Group Limited · Shareholderindirect · owns 75% or more of Jupiter Asset Management (North America) Inc
- Knightsbridge Asset Management Limited · Shareholderindirect · owns 75% or more of Jupiter Investment Management Group Limited
Related persons
Schedule D 7.A
- Jupiter Asset Management (Europe) Limitedinvestment advisern
- Jupiter Asset Management International S.A.investment advisern
- Jupiter Asset Management Limitedinvestment advisernRAUM $68B
- Jupiter Fund Managers Limitedinvestment advisern
- Old Mutual Global Investorsinvestment adviserbanknRAUM $26B
- Jupiter Management Gp LLCinvestment adviserpooled vehicle sponsory
- Jupiter Unit Trust Managers Limitedinvestment advisern
- Nzs Capital LLCinvestment advisernRAUM $4.1B
Advisers that list Jupiter Asset Management US LLC as a related person
- 306863 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $19.7M to $20.9MJan 24, 2024 to Mar 25, 2024
- Pooled vehicle RAUM · $19.7M to $20.9MJan 24, 2024 to Mar 25, 2024
- RAUM · $19.7M to $20.9MJan 24, 2024 to Mar 25, 2024
- Accounts · 3 to 1May 2, 2023 to Jan 24, 2024
- Advisory employees · 2 to 1May 2, 2023 to Jan 24, 2024
- BD registered reps · 2 to 0May 2, 2023 to Jan 24, 2024
- Pooled vehicle clients · 3 to 1May 2, 2023 to Jan 24, 2024
- Employees · 21 to 1May 2, 2023 to Jan 24, 2024
- Other offices · 1 to 0May 2, 2023 to Jan 24, 2024
- Private funds · 3 to 1May 2, 2023 to Jan 24, 2024
- Discretionary RAUM · $19.6M to $19.7MMay 2, 2023 to Jan 24, 2024
- Pooled vehicle RAUM · $19.6M to $19.7MMay 2, 2023 to Jan 24, 2024
- RAUM · $19.6M to $19.7MMay 2, 2023 to Jan 24, 2024
- Assets in custody · unset to 0.0Dec 8, 2022 to Mar 29, 2023
- Discretionary RAUM · $18.5M to $19.6MDec 8, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $18.5M to $19.6MDec 8, 2022 to Mar 29, 2023
- RAUM · $18.5M to $19.6MDec 8, 2022 to Mar 29, 2023
- Accounts · 1 to 3Mar 29, 2022 to Dec 8, 2022
- Pooled vehicle clients · 1 to 3Mar 29, 2022 to Dec 8, 2022
- Employees · 6 to 21Mar 29, 2022 to Dec 8, 2022
- Private funds · 1 to 3Mar 29, 2022 to Dec 8, 2022
- Discretionary RAUM · $12.5M to $18.5MMar 29, 2022 to Dec 8, 2022
- Pooled vehicle RAUM · $12.5M to $18.5MMar 29, 2022 to Dec 8, 2022
- RAUM · $12.5M to $18.5MMar 29, 2022 to Dec 8, 2022
- Advisory activities · 2 to 3Sep 3, 2021 to Mar 29, 2022
- Assets in custody · 0.0 to unsetSep 3, 2021 to Mar 29, 2022
- Custody of client assets · true to falseSep 3, 2021 to Mar 29, 2022
- Employees · 4 to 6Sep 3, 2021 to Mar 29, 2022
- Other offices · 0 to 1Sep 3, 2021 to Mar 29, 2022
- Discretionary RAUM · $2.2M to $12.5MSep 3, 2021 to Mar 29, 2022
- Pooled vehicle RAUM · $2.2M to $12.5MSep 3, 2021 to Mar 29, 2022
- RAUM · $2.2M to $12.5MSep 3, 2021 to Mar 29, 2022
- Accounts · unset to 1.0Feb 3, 2021 to Mar 30, 2021
- BD registered reps · 1 to 2Feb 3, 2021 to Mar 30, 2021
- Pooled vehicle clients · unset to 1.0Feb 3, 2021 to Mar 30, 2021
- Private funds · unset to 1Feb 3, 2021 to Mar 30, 2021
- Discretionary RAUM · unset to 2232385.0Feb 3, 2021 to Mar 30, 2021
- Non-discretionary RAUM · unset to 0.0Feb 3, 2021 to Mar 30, 2021
- Pooled vehicle RAUM · unset to 2232385.0Feb 3, 2021 to Mar 30, 2021
- RAUM · unset to 2232385.0Feb 3, 2021 to Mar 30, 2021
Signals
10 dated events
- Taylor Francis Carrington (Manager) no longer on Schedule A of Jupiter Asset Management Us Llc (listed 2023-05-02, absent 2024-01-24)Jan 24, 2024 · Control person left · inference
- Elizabeth Catherine Carter (Chief Compliance Officer) appeared on Schedule A of Jupiter Asset Management Us LlcDec 8, 2022 · Control person joined · fact
- Veronica Wendy Christina Lazenby (Chief Compliance Officer) no longer on Schedule A of Jupiter Asset Management Us Llc (listed 2022-03-29, absent 2022-12-08)Dec 8, 2022 · Control person left · inference
- Beth Tracy Pike (Manager) no longer on Schedule A of Jupiter Asset Management Us Llc (listed 2021-09-03, absent 2022-03-29)Mar 29, 2022 · Control person left · inference
- Vernon Robert Parker (Chief Compliance Officer) no longer on Schedule A of Jupiter Asset Management Us Llc (listed 2021-02-03, absent 2021-03-30)Mar 30, 2021 · Control person left · inference
- Veronica Wendy Christina Lazenby (Chief Compliance Officer) appeared on Schedule A of Jupiter Asset Management Us LlcMar 30, 2021 · Control person joined · fact
- Lorimer Garth Turner (Manager) no longer on Schedule A of Jupiter Asset Management Us Llc (listed 2021-02-03, absent 2021-03-30)Mar 30, 2021 · Control person left · inference
- Taylor Francis Carrington (Manager) appeared on Schedule A of Jupiter Asset Management Us LlcFeb 3, 2021 · Control person joined · fact
- Beth Tracy Pike (Manager) appeared on Schedule A of Jupiter Asset Management Us LlcFeb 3, 2021 · Control person joined · fact
- Jupiter Asset Management Us Llc filed its initial SEC registration (Form ADV)Nov 3, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026