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Advisor at LPL FINANCIAL LLC
CHARLOTTE, NC | FORT MILL, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Mar 17, 2020 | n/a | yes | FORT MILL, SC|CHARLOTTE, NC | Current employment |
| ALLSPRING FUNDS MANAGEMENT, LLC | Asset manager | Sep 9, 2019 | Feb 19, 2020 | no | CHARLOTTE, NC | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Nov 16, 2010 | Aug 29, 2019 | no | SAN DIEGO, CA|SAN DIEGO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ALLSPRING FUNDS MANAGEMENT, LLC | LPL FINANCIAL LLC | Feb 19, 2020 | Mar 17, 2020 | 27 | Firm change | Other |
| LPL FINANCIAL LLC | ALLSPRING FUNDS MANAGEMENT, LLC | Aug 29, 2019 | Sep 9, 2019 | 11 | Firm change | Other |