DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Planner13 years in industry

JASON DAVID DEROSA

Advisor at VERTIS WEALTH, LLC

CHICAGO, IL | BONITA SPRINGS, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:57cf0ef4-38e1-d662-8830-66cbad417f2b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 3, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VERTIS WEALTH, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 21, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 12
Designations: Certified Financial Planner
Exams: S66|S63
First exam: May 21, 2013
First registration: Jun 3, 2013
Dual registered: no
IAPD individual key: 6163158

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VERTIS WEALTH, LLC	Independent wealth	Jul 17, 2020	n/a	yes	BONITA SPRINGS, FL\|CHICAGO, IL	Current employment
AE WEALTH MANAGEMENT, LLC	Bd affiliated wealth	Feb 18, 2020	Mar 31, 2021	no	Fort Myers, FL	Previous registration
GRACE CAPITAL MANAGEMENT, LLC	n/a	Nov 18, 2016	May 8, 2020	no	FORT MYERS, FL	Previous registration
MORGAN STANLEY	Wirehouse	May 13, 2015	Oct 4, 2016	no	Marco Island, FL\|Naples, FL	Previous registration
SUNTRUST INVESTMENT SERVICES, INC.	Former SEC adviser	Jun 3, 2013	Oct 2, 2014	no	NAPLES, FL\|MARCO ISLAND, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AE WEALTH MANAGEMENT, LLC	VERTIS WEALTH, LLC	Mar 31, 2021	Jul 17, 2020	-257	Firm change after gap	Ibd to RIA
GRACE CAPITAL MANAGEMENT, LLC	AE WEALTH MANAGEMENT, LLC	May 8, 2020	Feb 18, 2020	-80	Firm change after gap	Other
MORGAN STANLEY	GRACE CAPITAL MANAGEMENT, LLC	Oct 4, 2016	Nov 18, 2016	45	Firm change	Other
SUNTRUST INVESTMENT SERVICES, INC.	MORGAN STANLEY	Oct 2, 2014	May 13, 2015	223	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
282580:307270:FL:2021-03-31	Mar 31, 2021	Jul 17, 2020	FORT MYERS, FL	Firm change after gap

Relationships

Registered with (5)

→ VERTIS WEALTH, LLCRegistered adviserregistration: current employment
Jul 17, 2020 to presentfactForm ADV
→ AE WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Feb 18, 2020 to Mar 31, 2021factForm ADV
→ GRACE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Nov 18, 2016 to May 8, 2020factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
May 13, 2015 to Oct 4, 2016factForm ADV
→ SUNTRUST INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Jun 3, 2013 to Oct 2, 2014factForm ADV

Dated events

No dated event names this entity yet.