DFX Intelligence

P•••••• T••••• D••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor43 years in industry

P•••••• T••••• D••••••

Advisor at V••••••• L••

NEW YORK, NY

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Search this name across graphsid dfx:ria:57d4528d-008f-38e1-b893-78ab7d131712

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 20, 1990 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 26, 1983earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V••••••• L••	Independent wealth	Mar 4, 2022	n/a	yes	NEW YORK, NY	Current employment
A•••• C•••••• C••••	Bd affiliated wealth	Dec 7, 2018	Apr 1, 2022	no	NEW YORK, NY\|NEW YORK, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• C•••••• C••••	V••••••• L••	Apr 1, 2022	Mar 4, 2022	-28	Firm change	Ibd to new firm
U•• F•••••••• S••••••• I•••	A•••• C•••••• C••••	Dec 26, 2018	Dec 7, 2018

Relationships

Registered with (4)

→ V••••••• L••Registered adviserregistration: current employment
Mar 4, 2022 to presentfactForm ADV
→ A•••• C•••••• C••••Registered adviserregistration: previous registration
Dec 7, 2018 to Apr 1, 2022factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Oct 15, 2012 to Dec 26, 2018factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
Apr 1, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:57d4528d-008f-38e1-b893-78ab7d131712
First observed: Jul 20, 1990
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.