DFX Intelligence

I••••••• A•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM over $100B

I••••••• A•••••••• L••

CRD 177513

NEW YORK, NY

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Search this name across graphsid dfx:ria:57dd2743-10e8-9e0c-f95e-62d384086258

Data as of Aug 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 1,305
Dated events: 40
On other graphs: 5
Observed: Sep 16, 2015 to Aug 31, 2026
43 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

I••••••• A•••••••• L••

Venture manager · key crd, key sfn adviser, shared crd

Independent Sponsorsidentity

I••••••• A•••••••• L••

Capital provider to sponsors · key crd, key sfn adviser, shared crd

Private Equityidentity

I••••••• A•••••••• L••

Private equity manager · key crd, key sfn adviser, shared crd

Private Creditidentity

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=96.0
Regulatory AUM: $150B••• Locked
Discretionary RAUM: $150B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 552

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
B••••••••• P•••••• C••••• F••• I••••••• O••••••• A••••• F••• S••	Other Private Fund	$15B	Aug 31, 2026	8,204	Mar 30, 2022	reported	021-382879
A••••• D••• S•••••••• B•• I••••••• O••••••• A••••• F••• S••	Other Private Fund	$7.8B

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••• E•••••• D•••	CHIEF EXECUTIVE OFFICER	Na	yes	06/2024	Jul 10, 2024	Dec 13, 2024
I••••••• I•••	Owner	E	yes	08/2022	Oct 28, 2022	Dec 13, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A•••••••• F••• A••••••• L•••••	n/a	Former SEC adviser	$7.0B	N	yes	n/a
I••••••• R••••••••• F••• A•••••• L••	n/a	Asset manager	$1.2B	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Greenwich	Ct	United States	11	yes
Princeton	Nj	United States	1	yes

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$150B	$107B	40.0%	$82B	22.2%	552	418	2	2

Relationships

showing 80 of 1,305

Advises (76)

→ D••• R••••• S•••••Private fundOther Private Fund, IA
Aug 31, 2026 to presentfactForm ADV
→ C••••• B••••••• A•• F•••Private fundOther Private Fund, IA
Mar 28, 2023 to presentfactForm ADV
→ S•••••••• P••••••• V•• A•• F•••Private fundOther Private Fund, IA
Mar 28, 2023 to presentfactForm ADV
→ B••• I• A•• F•••

Dated events

Occurred
Aug 31, 2026
Ria private fund assets change
••• Locked
Form ADVobserved today
$64.8B
Occurred
Aug 31, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$102M
Occurred
Aug 31, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$38.2M
Occurred

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:57dd2743-10e8-9e0c-f95e-62d384086258
First observed: Sep 16, 2015
Last observed: Aug 31, 2026 23 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.