DFX Intelligence
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Reading the graph
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Advisor at L•• F•••••••• L••
SPOKANE, WA | SAN DIEGO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Nov 10, 2025 | n/a | yes | SAN DIEGO, CA|SPOKANE, WA|SPOKANE, WA | Current employment |
| S••••• W••••• L•• | State registered | Aug 24, 2011 | Dec 5, 2025 | no | SPOKANE, WA|LIBERTY LAKE, WA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S••••• W••••• L•• | L•• F•••••••• L•• | Dec 5, 2025 | Nov 10, 2025 | -25 | Firm change | Other |
| S•• A•••••••• I••• | S••••• W••••• L•• | Jan 2, 2013 | Aug 24, 2011 |
| S•• A•••••••• I••• | Former SEC adviser | Aug 31, 2007 | Jan 2, 2013 | no | SPOKANE, WA | Previous registration |
| G••••• W••••• M••••••••• I••• | Bd affiliated wealth | Jul 21, 2006 | Sep 6, 2007 | no | SPOKANE, WA | Previous registration |
| S••••••••• A•••••• A•••••••• I••• | Former SEC adviser | Jun 30, 2000 | Jul 27, 2006 | no | SPOKANE, WA | Previous registration |
| Firm change after gap |
| Other |
| G••••• W••••• M••••••••• I••• | S•• A•••••••• I••• | Sep 6, 2007 | Aug 31, 2007 | -6 | Firm change | Other |
| S••••••••• A•••••• A•••••••• I••• | G••••• W••••• M••••••••• I••• | Jul 27, 2006 | Jul 21, 2006 | -6 | Firm change | Other |