RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• J••• P•••••
- L•• F•••••••• L•• BD affiliated currentsince Nov 10, 2025 · San Diego, Ca
- S••••• W••••• L•• state registeredAug 24, 2011 to Dec 5, 2025 · Spokane, Wa
- S•• A•••••••• I••• formerAug 31, 2007 to Jan 2, 2013 · Spokane, Wa
- G••••• W••••• M••••••••• I••• BD affiliatedJul 21, 2006 to Sep 6, 2007 · Spokane, Wa
- S••••••••• A•••••• A•••••••• I••• formerJun 30, 2000 to Jul 27, 2006 · Spokane, Wa
- S••••• W••••• L•• to L•• F•••••••• L••left Dec 5, 2025, registered Nov 10, 2025 (-25 days) · Other
- S•• A•••••••• I••• to S••••• W••••• L••left Jan 2, 2013, registered Aug 24, 2011 (-497 days) · Other
- G••••• W••••• M••••••••• I••• to S•• A•••••••• I•••left Sep 6, 2007, registered Aug 31, 2007 (-6 days) · Other
- S••••••••• A•••••• A•••••••• I••• to G••••• W••••• M••••••••• I•••left Jul 27, 2006, registered Jul 21, 2006 (-6 days) · Other
- J••••• J••• P••••• left S••••• W••••• L•• for L•• F•••••••• L•• (registered 2025-11-10)Dec 5, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address