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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

PERKINS INVESTMENT MANAGEMENT LLC

CRD 126925

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:57f4725c-4d9d-6fcb-d535-6823dfc3391c

Data as of Mar 30, 2021 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 6
On other graphs: 0
Observed: Mar 30, 2012 to Mar 30, 2021
26 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $8.0BItem 5.F on the latest filing (2021-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $8.0B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 21
Advisory employees: 14
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 21
Individual clients: 0
High net worth clients: 0
SEC number: 801-62042
CRD: 126925
Filings on the tape: 26
First filed: Mar 30, 2012
Latest filed: Mar 30, 2021
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HANS, NORMAN, THEODORE	CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER	Na	yes	12/2008	Mar 30, 2012	Mar 30, 2021
JANUS CAPITAL GROUP INC.	Member	E	yes	05/2017	Mar 30, 2012	Mar 30, 2021
JANUS CAPITAL MANAGEMENT LLC	Member	E	yes	01/2009	Mar 30, 2012	Mar 30, 2021
JANUS HENDERSON GROUP PLC	Member	E	yes	05/2017	Jun 30, 2017	Mar 30, 2021
KOLB, GREG, RAYMOND	CHIEF INVESTMENT OFFICER	Na	yes	03/2015	Mar 31, 2015	Mar 30, 2021
NEWMAN, VALERIE, A	SENIOR CLIENT PORTFOLIO MANAGER	Na	yes	01/2015	Mar 29, 2018	Mar 30, 2021

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
JANUS CAPITAL MANAGEMENT LLC	n/a	Asset manager	$380B	Y	yes	n/a
INTECH INVESTMENT MANAGEMENT LLC	n/a	Other adviser	$15B	N	yes	n/a
KAPSTREAM CAPITAL PTY LIMITED	n/a	Former SEC adviser	$6.7B	N	yes	n/a
HENDERSON GLOBAL INVESTORS (SINGAPORE) LIMITED	n/a	n/a	n/a	N	yes	n/a
JANUS CAPITAL INSTITUTIONAL ADVISERS LLC	n/a	n/a	n/a	N	yes	n/a
JANUS CAPITAL INTERNATIONAL LIMITED	n/a	n/a	n/a	N	yes	n/a
JANUS DISTRIBUTORS LLC	n/a	n/a	n/a	N	yes	n/a
JANUS HENDERSON INVESTORS HONG KONG LIMITED	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Mar 30, 2021	$8.0B	$8.0B	21	14	0	n/a	n/a
2019	Mar 30, 2020	$8.7B	$8.7B	22	15	0	n/a	n/a
2018	Mar 29, 2019	$7.8B	$7.8B	22	15	2	n/a	n/a
2017	Mar 29, 2018	$10B	$10B	25	15	2	n/a	n/a
2016	Mar 30, 2017	$9.0B	$9.0B	25	16	n/a	n/a	n/a
2015	Mar 30, 2016	$8.0B	$8.0B	26	17	n/a	n/a	n/a
2014	Mar 31, 2015	$12B	$12B	28	19	n/a	n/a	n/a
2013	Mar 31, 2014	$16B	$16B	29	19	n/a	n/a	n/a
2012	Mar 28, 2013	$17B	$17B	29	19	n/a	n/a	n/a
2011	Mar 30, 2012	$18B	$18B	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$8.0B	$8.7B	-8.0%	$10B	-7.7%	21	22	0	0

Relationships

Affiliated with (7)

→ JANUS HENDERSON INVESTORSRegistered adviserother investment adviser, bank, pooled vehicle sponsor, control, common control
factForm ADV
→ INTECHRegistered adviserother investment adviser, common control
factForm ADV
→ KAPSTREAM CAPITALRegistered adviserother investment adviser, bank, common control
factForm ADV
← ALPHAGEN CAPITAL LIMITEDRegistered adviserother investment adviser, bank, common control
factForm ADV
← JANUS HENDERSON INVESTORSRegistered adviserother investment adviser, bank, common control
factForm ADV
← JANUS CAPITAL SINGAPORE PTE. LIMITEDRegistered adviserother investment adviser, bank, common control
factForm ADV
← KAPSTREAM CAPITALRegistered adviserother investment adviser, bank, common control
factForm ADV

Controls (6)

← JANUS CAPITAL MANAGEMENT LLCOwnerMEMBER, ownership code E, domestic entity
Mar 30, 2012 to presentfactForm ADV
← HANS, NORMAN, THEODOREOwnerCHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← KOLB, GREG, RAYMONDOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Mar 31, 2015 to presentfactForm ADV
← NEWMAN, VALERIE, AOwnerSENIOR CLIENT PORTFOLIO MANAGER, ownership code NA, individual
Mar 29, 2018 to presentfactForm ADV
← JANUS CAPITAL GROUP INC.OwnerMEMBER, ownership code E, domestic entity
Mar 30, 2012 to presentfactForm ADV
← JANUS HENDERSON GROUP PLCOwnerMEMBER, ownership code E, foreign entity
Jun 30, 2017 to presentfactForm ADV

Registered with (2)

← ROBERT HUNTER PERKINSAdvisorregistration: previous registration
Nov 18, 2009 to Apr 10, 2018factForm ADV
← GREGORY ERHARD WOLFAdvisorregistration: previous registration
Jun 17, 2003 to Nov 17, 2009factForm ADV

Dated events

Occurred
Mar 30, 2020
Control person left
Jo Amy Stefonick (Secretary) no longer on Schedule A of Perkins Investment Management Llc (listed 2019-10-31, absent 2020-03-30)
Form ADVobserved 3 days ago
Occurred
Oct 31, 2019
Control person left
Lewis Bruce Koepfgen (Executive Vice President & Director) no longer on Schedule A of Perkins Investment Management Llc (listed 2019-03-29, absent 2019-10-31)
Form ADVobserved 3 days ago
Occurred
Oct 31, 2019
Control person left
De Jesus Enrique Chang (Director) no longer on Schedule A of Perkins Investment Management Llc (listed 2019-03-29, absent 2019-10-31)
Form ADVobserved 3 days ago
Occurred
Oct 31, 2019
Control person left
Drew Michael Elder (Director) no longer on Schedule A of Perkins Investment Management Llc (listed 2019-03-29, absent 2019-10-31)
Form ADVobserved 3 days ago
Occurred
Oct 31, 2019
Control person left
Allen Brennan Hughes (Svp, Chf Accounting Officer & Treasurer) no longer on Schedule A of Perkins Investment Management Llc (listed 2019-03-29, absent 2019-10-31)
Form ADVobserved 3 days ago
Occurred
Oct 31, 2019
Control person left
George Maris (Co-Head Of Equities-Americas) no longer on Schedule A of Perkins Investment Management Llc (listed 2019-03-29, absent 2019-10-31)
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:57f4725c-4d9d-6fcb-d535-6823dfc3391c
First observed: Mar 30, 2012
Last observed: Mar 30, 2021 66 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PERKINS INVESTMENT MANAGEMENT LLC

CRD 126925

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:57f4725c-4d9d-6fcb-d535-6823dfc3391c

Data as of Mar 30, 2021 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:44 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HANS, NORMAN, THEODORE

CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER

yes

12/2008

Mar 30, 2012

Mar 30, 2021

JANUS CAPITAL GROUP INC.

Member

yes

05/2017

Mar 30, 2012

Mar 30, 2021

JANUS CAPITAL MANAGEMENT LLC

Member

yes

01/2009

Mar 30, 2012

Mar 30, 2021

JANUS HENDERSON GROUP PLC

Member

yes

05/2017

Jun 30, 2017

Mar 30, 2021

KOLB, GREG, RAYMOND

CHIEF INVESTMENT OFFICER

yes

03/2015

Mar 31, 2015

Mar 30, 2021

NEWMAN, VALERIE, A

SENIOR CLIENT PORTFOLIO MANAGER

yes

01/2015

Mar 29, 2018

Mar 30, 2021

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

JANUS CAPITAL MANAGEMENT LLC

n/a

Asset manager

$380B

yes

n/a

INTECH INVESTMENT MANAGEMENT LLC

n/a

Other adviser

$15B

yes

n/a

KAPSTREAM CAPITAL PTY LIMITED

n/a

Former SEC adviser

$6.7B

yes

n/a

HENDERSON GLOBAL INVESTORS (SINGAPORE) LIMITED

n/a

yes

n/a

JANUS CAPITAL INSTITUTIONAL ADVISERS LLC

n/a

yes

n/a

JANUS CAPITAL INTERNATIONAL LIMITED

n/a

yes

n/a

JANUS DISTRIBUTORS LLC

n/a

yes

n/a

JANUS HENDERSON INVESTORS HONG KONG LIMITED

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2020

Mar 30, 2021

$8.0B

n/a

2019

Mar 30, 2020

$8.7B

n/a

2018

Mar 29, 2019

$7.8B

n/a

2017

Mar 29, 2018

$10B

n/a

2016

Mar 30, 2017

$9.0B

n/a

2015

Mar 30, 2016

$8.0B

n/a

2014

Mar 31, 2015

$12B

n/a

2013

Mar 31, 2014

$16B

n/a

2012

Mar 28, 2013

$17B

n/a

2011

Mar 30, 2012

$18B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2020

$8.0B

$8.7B

-8.0%

$10B

-7.7%