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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

JANUS CAPITAL SINGAPORE PTE. LIMITED

CRD 156324

SINGAPORE

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1f4d11db-a419-a3c9-57ea-76ca919a7cfd

Data as of Mar 30, 2017 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 0
On other graphs: 0
Observed: Mar 29, 2012 to Mar 30, 2017
15 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $317MItem 5.F on the latest filing (2017-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $317M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 10
Advisory employees: 4
Accounts: 5
SEC number: 801-72309
CRD: 156324
Filings on the tape: 15
First filed: Mar 29, 2012
Latest filed: Mar 30, 2017
Organised: Other (specify)

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CHAN, WING CHEE GIGI	Director	Na	yes	05/2013	Mar 28, 2014	Mar 30, 2017
CHANG, ENRIQUE, DE JESUS	CHIEF INVESTMENT OFFICER OF EQUITIES AND ASSET ALLOCATION	Na	yes	09/2013	Mar 28, 2014	Mar 30, 2017
HUGHES, BRENNAN, ALLEN	Director	Na	yes	12/2010	Mar 29, 2012	Mar 30, 2017
JANUS CAPITAL GROUP INC.	Member	E	yes	01/2003	Mar 29, 2012	Mar 30, 2017
JANUS CAPITAL MANAGEMENT LLC	MEMBER - CLASS B	E	yes	03/2002	Mar 29, 2012	Mar 30, 2017
JANUS HOLDINGS LLC	MEMBER - CLASS A	E	yes	03/2002	Mar 29, 2012	Mar 30, 2017
JANUS INTERNATIONAL HOLDING LLC	Member	E	yes	11/2006	Mar 29, 2012	Mar 30, 2017
KOWALSKI, DAVID, RICHARD	SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER	Na	yes	07/2007	Mar 29, 2012	Mar 30, 2017
MCPEEK, JENNIFER, JOYCE	CHIEF FINANCIAL OFFICER	Na	yes	08/2013	Mar 28, 2014	Mar 30, 2017
ROSENBERG, MICHELLE, ROSE	SENIOR VICE PRESIDENT, DEPUTY GENERAL COUNSEL	Na	yes	09/2015	Oct 1, 2015	Mar 30, 2017
YOH, HIROSHI	CHIEF EXECUTIVE OFFICER AND DIRECTOR	Na	yes	05/2011	Mar 29, 2012	Mar 30, 2017

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
JANUS CAPITAL MANAGEMENT LLC	n/a	Asset manager	$380B	N	yes	n/a
INTECH INVESTMENT MANAGEMENT LLC	n/a	Other adviser	$15B	N	yes	n/a
PERKINS INVESTMENT MANAGEMENT LLC	n/a	Former SEC adviser	$8.0B	N	yes	n/a
KAPSTREAM CAPITAL PTY LIMITED	n/a	Former SEC adviser	$6.7B	N	yes	n/a
JANUS CAPITAL ASIA LIMITED	n/a	n/a	n/a	N	yes	n/a
JANUS CAPITAL INSTITUTIONAL ADVISERS LLC	n/a	n/a	n/a	N	yes	n/a
JANUS CAPITAL INTERNATIONAL LIMITED	n/a	n/a	n/a	N	yes	n/a
JANUS DISTRIBUTORS LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016	Mar 30, 2017	$317M	$317M	10	4	n/a	n/a	n/a
2015	Mar 28, 2016	$297M	$297M	9	3	n/a	n/a	n/a
2014	Mar 31, 2015	$188M	$188M	10	6	n/a	n/a	n/a
2013	Mar 28, 2014	$1.1B	$1.1B	12	8	n/a	n/a	n/a
2012	Mar 28, 2013	$277M	$277M	9	6	n/a	n/a	n/a
2011	Mar 29, 2012	$9.5M	$9.5M	n/a	0	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	$317M	$297M	6.4%	$1.1B	-33.6%	10	9	n/a	n/a

Relationships

Affiliated with (5)

→ JANUS HENDERSON INVESTORSRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ INTECHRegistered adviserother investment adviser, common control
factForm ADV
→ PERKINS INVESTMENT MANAGEMENT LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ KAPSTREAM CAPITALRegistered adviserother investment adviser, bank, common control
factForm ADV
← KAPSTREAM CAPITALRegistered adviserother investment adviser, broker-dealer, bank, common control
factForm ADV

Controls (11)

← JANUS CAPITAL MANAGEMENT LLCOwnerMEMBER - CLASS B, ownership code E, domestic entity
Mar 29, 2012 to presentfactForm ADV
← KOWALSKI, DAVID, RICHARDOwnerSENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 29, 2012 to presentfactForm ADV
← CHANG, ENRIQUE, DE JESUSOwnerCHIEF INVESTMENT OFFICER OF EQUITIES AND ASSET ALLOCATION, ownership code NA, individual
Mar 28, 2014 to presentfactForm ADV
← ROSENBERG, MICHELLE, ROSEOwnerSENIOR VICE PRESIDENT, DEPUTY GENERAL COUNSEL, ownership code NA, individual
Oct 1, 2015 to presentfactForm ADV
← HUGHES, BRENNAN, ALLENOwnerDIRECTOR, ownership code NA, individual
Mar 29, 2012 to presentfactForm ADV
← MCPEEK, JENNIFER, JOYCEOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 28, 2014 to presentfactForm ADV
← YOH, HIROSHIOwnerCHIEF EXECUTIVE OFFICER AND DIRECTOR, ownership code NA, individual
Mar 29, 2012 to presentfactForm ADV
← CHAN, WING CHEE GIGIOwnerDIRECTOR, ownership code NA, individual
Mar 28, 2014 to presentfactForm ADV
← JANUS CAPITAL GROUP INC.OwnerMEMBER, ownership code E, domestic entity
Mar 29, 2012 to presentfactForm ADV
← JANUS HOLDINGS LLCOwnerMEMBER - CLASS A, ownership code E, domestic entity
Mar 29, 2012 to presentfactForm ADV
← JANUS INTERNATIONAL HOLDING LLCOwnerMEMBER, ownership code E, domestic entity
Mar 29, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1f4d11db-a419-a3c9-57ea-76ca919a7cfd
First observed: Mar 29, 2012
Last observed: Mar 30, 2017 115 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

JANUS CAPITAL SINGAPORE PTE. LIMITED

CRD 156324

SINGAPORE

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1f4d11db-a419-a3c9-57ea-76ca919a7cfd

Data as of Mar 30, 2017 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:53 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CHAN, WING CHEE GIGI

Director

yes

05/2013

Mar 28, 2014

Mar 30, 2017

CHANG, ENRIQUE, DE JESUS

CHIEF INVESTMENT OFFICER OF EQUITIES AND ASSET ALLOCATION

yes

09/2013

Mar 28, 2014

Mar 30, 2017

HUGHES, BRENNAN, ALLEN

Director

yes

12/2010

Mar 29, 2012

Mar 30, 2017

JANUS CAPITAL GROUP INC.

Member

yes

01/2003

Mar 29, 2012

Mar 30, 2017

JANUS CAPITAL MANAGEMENT LLC

MEMBER - CLASS B

yes

03/2002

Mar 29, 2012

Mar 30, 2017

JANUS HOLDINGS LLC

MEMBER - CLASS A

yes

03/2002

Mar 29, 2012

Mar 30, 2017

JANUS INTERNATIONAL HOLDING LLC

Member

yes

11/2006

Mar 29, 2012

Mar 30, 2017

KOWALSKI, DAVID, RICHARD

SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER

yes

07/2007

Mar 29, 2012

Mar 30, 2017

MCPEEK, JENNIFER, JOYCE

CHIEF FINANCIAL OFFICER

yes

08/2013

Mar 28, 2014

Mar 30, 2017

ROSENBERG, MICHELLE, ROSE

SENIOR VICE PRESIDENT, DEPUTY GENERAL COUNSEL

yes

09/2015

Oct 1, 2015

Mar 30, 2017

YOH, HIROSHI

CHIEF EXECUTIVE OFFICER AND DIRECTOR

yes

05/2011

Mar 29, 2012

Mar 30, 2017

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

JANUS CAPITAL MANAGEMENT LLC

n/a

Asset manager

$380B

yes

n/a

INTECH INVESTMENT MANAGEMENT LLC

n/a

Other adviser

$15B

yes

n/a

PERKINS INVESTMENT MANAGEMENT LLC

n/a

Former SEC adviser

$8.0B

yes

n/a

KAPSTREAM CAPITAL PTY LIMITED

n/a

Former SEC adviser

$6.7B

yes

n/a

JANUS CAPITAL ASIA LIMITED

n/a

yes

n/a

JANUS CAPITAL INSTITUTIONAL ADVISERS LLC

n/a

yes

n/a

JANUS CAPITAL INTERNATIONAL LIMITED

n/a

yes

n/a

JANUS DISTRIBUTORS LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2016

Mar 30, 2017

$317M

n/a

2015

Mar 28, 2016

$297M

n/a

2014

Mar 31, 2015

$188M

n/a

2013

Mar 28, 2014

$1.1B

n/a

2012

Mar 28, 2013

$277M

n/a

2011

Mar 29, 2012

$9.5M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2016

$317M

$297M

6.4%

$1.1B

-33.6%

n/a