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Advisor at ALTERNATIVE STRATEGIES GROUP, INC.
SIOUX FALLS, SD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ALTERNATIVE STRATEGIES GROUP, INC. | State registered | Feb 7, 2014 | n/a | yes | SIOUX FALLS, SD | Current employment |
| CAPITAL FINANCIAL SERVICES, INC. | Former SEC adviser | Oct 7, 2010 | Feb 6, 2014 | no | Minot, ND|Minot, ND|SIOUX FALLS, SD|OKOBOJI, IA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Sep 9, 1997 | Oct 23, 2002 | no | SIOUX FALLS, SD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CAPITAL FINANCIAL SERVICES, INC. | ALTERNATIVE STRATEGIES GROUP, INC. | Feb 6, 2014 | Feb 7, 2014 | 1 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | CAPITAL FINANCIAL SERVICES, INC. | Oct 23, 2002 | Oct 7, 2010 | 2,906 | Firm change after gap | Other |