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Advisor at NORTHSTAR INVESTMENT ADVISORY LLC
Peoria, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NORTHSTAR INVESTMENT ADVISORY LLC | No RAUM reported | May 24, 2022 | n/a | yes | Peoria, AZ | Current employment |
| VANGUARD ADVISERS, INC. | Bd affiliated wealth | Nov 13, 2018 | Apr 9, 2019 | no | Scottsdale, AZ | Previous registration |
| LEARNVEST PLANNING SERVICES, LLC | Former SEC adviser | Jan 21, 2015 | Jun 7, 2018 | no | TEMPE, AZ | Previous registration |
| USAA FINANCIAL PLANNING SERVICES | Former SEC adviser | Mar 16, 2011 | Oct 17, 2013 | no | PHOENIX, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| VANGUARD ADVISERS, INC. | NORTHSTAR INVESTMENT ADVISORY LLC | Apr 9, 2019 | May 24, 2022 | 1,141 | Firm change after gap | Ibd to new firm |
| LEARNVEST PLANNING SERVICES, LLC | VANGUARD ADVISERS, INC. | Jun 7, 2018 | Nov 13, 2018 | 159 | Firm change | Other |
| USAA FINANCIAL PLANNING SERVICES | LEARNVEST PLANNING SERVICES, LLC | Oct 17, 2013 | Jan 21, 2015 | 461 | Firm change after gap | Other |