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J••••• A••••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

J••••• A••••• C•••••

Advisor at E•••••••• A•••••••• L••

MIAMI, FL

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Search this name across graphsid dfx:ria:580e2f45-39d9-d1e5-3e43-3b09f1b295bb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Oct 17, 2025 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••••• A•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Jan 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••••• A•••••••• L••	National bd RIA	Sep 11, 2026	n/a	yes	MIAMI, FL	Current employment
S•••••• A••••••••• L•••	Independent wealth	Oct 17, 2025	Jun 24, 2026	no	NEW YORK, NY\|Miami Beach, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• A••••••••• L•••	E•••••••• A•••••••• L••	Jun 24, 2026	Sep 11, 2026	79	Firm change	RIA to ibd

Relationships

Registered with (2)

→ E•••••••• A•••••••• L••Registered adviserregistration: current employment
Sep 11, 2026 to presentfactForm ADV
→ S•••••• A••••••••• L•••Registered adviserregistration: previous registration
Oct 17, 2025 to Jun 24, 2026factForm ADV

Dated events

Occurred
Jun 24, 2026
Advisor changed firm
J••••• A••••• C••••• left S•••••• A••••••••• L••• for E•••••••• A•••••••• L•• (registered 2026-09-11)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:580e2f45-39d9-d1e5-3e43-3b09f1b295bb
First observed: Oct 17, 2025
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.