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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

SIEBERT ADVISORNXT, LLC.

CRD 288572

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:67891b2f-dbcb-8b7e-aae8-9113ea826f20

Data as of Mar 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 67
Dated events: 25
On other graphs: 0
Observed: May 26, 2017 to Mar 25, 2026
67 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=43.0
Regulatory AUM: $392MItem 5.F on the latest filing (2026-03-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $392MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 41
RAUM per advisor: $9.5Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 43
Advisory employees: 32
Offices: 8Schedule D 1.F, beyond the principal office
Accounts: 973
Individual clients: 880
High net worth clients: 93
SEC number: 801-110718
CRD: 288572
Filings on the tape: 67
First filed: May 26, 2017
Latest filed: Mar 25, 2026
Organised: Limited Liability Company, NY
Website: siebertnxt.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 41

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
DAVID ALAN BENDER	n/a	Beverly Hills, CA	8	42	4	yes
MARK PETER MALEK	n/a	jersey city, NJ \| NEW YORK, NY	8	33	5	no
PETER JAMES SOSNOWSKI	n/a	NEW YORK, NY	8	39	2	yes
MARIO GUISEPPE DIDOMENICO	n/a	jersey city, NJ \| NEW YORK, NY	8	32	5	yes
BRADLEY W POOCK	n/a	Beverly Hills, CA \| NEW YORK, NY	8	32	4	yes
ANGELO GUERRIERO	n/a	jersey city, NJ \| NEW YORK, NY	8	28	1	yes
BRUCE ARTHUR GALBRAITH	n/a	NEW YORK, NY \| seal beach, CA	8	40	2	yes
KAMYAR KASHFI	n/a	Beverly Hills, CA \| NEW YORK, NY	8	29	2	yes
SARAH LIN BRADDOCK	n/a	NEW YORK, NY \| Beverly Hills, CA	8	10	2	yes
RITA DIANA SCHWARTZ	n/a	NEW YORK, NY \| Calabase, CA	8	38	1	yes
GARY JASON GONZALEZ	n/a	NEW YORK, NY \| Calabasas, CA	8	25	1	yes
GUSTAV MARIS LANGFORD	n/a	NEW YORK, NY \| Horsham, PA	8	28	1	yes
MICHAEL DENNIS TRAVIS	n/a	NEW YORK, NY \| Dallas, TX	8	33	2	yes
MICHAEL VANNI	n/a	NEW YORK, NY \| Horsham, PA	8	30	2	yes
ANDREW GORDON MCDONALD	n/a	Beverly Hills, CA \| NEW YORK, NY	8	38	1	yes
RODNEY JOHN CARRASQUILLO	n/a	Boca Raton, FL \| NEW YORK, NY	8	25	2	yes
JAMES WESLEY LATIMER	n/a	Katy, TX \| NEW YORK, NY	7	30	2	yes
DEAN CHRISTOPHER BANTIS	n/a	Jersey City, NJ \| NEW YORK, NY	7	10	n/a	yes
PETER EDWARD CUNNINGHAM	n/a	NEW YORK, NY \| Beverly Hills, CA	6	32	2	yes
MICHAEL JONATHAN COLOMBINO	n/a	Miami, FL \| NEW YORK, NY	6	22	1	yes
Lucky Radley	n/a	NEW YORK, NY \| Beverly Hills, CA	6	10	1	yes
BARBARA DUNNE VILLELLA	n/a	NEW YORK, NY	5	34	2	yes
Marvin Dimas Rivas	n/a	NEW YORK, NY	5	13	1	yes
Alec Joseph Stevenson	n/a	Beverly Hills, CA \| NEW YORK, NY	4	10	n/a	yes
Colin McDonald	n/a	NEW YORK, NY \| Beverly Hills, CA	4	11	n/a	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
SIEBERT FINANCIAL CORPORATION	PUBLIC HOLDING COMPANY	E	yes	11/1996	Jun 28, 2017	Aug 30, 2024
SOSNOWSKI, PETER, JAMES	CEO/CHIEF OPERATING OFFICER	Na	yes	10/2022	Jan 10, 2023	Aug 30, 2024
MALEK, MARK, PETER	CHIEF INVESTMENT OFFICER	Na	no	05/2017	Jun 28, 2017	Aug 30, 2024
REICH, ANDREW, HENRY	CHIEF FINANCIAL OFFICER	Na	no	03/2018	Mar 23, 2018	Aug 30, 2024
VILLELLA, BARBARA, DUNNE	CCO & AMLCO	Na	no	01/2022	Jan 25, 2022	Aug 30, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MURIEL SIEBERT & CO., LLC	n/a	n/a	n/a	N	yes	Nj
PARK WILSHIRE COMPANIES, INC.	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
BEVERLY HILLS	CA	United States	8	yes
NEW YORK	NY	United States	5	yes
Tampa	FL	United States	4	yes
BEVERLY HILLS	CA	United States	1	yes
Calabasas	CA	United States	1	yes
BOCA RATON	FL	United States	1	yes
Miami	FL	United States	1	yes
Horsham	Pa	United States	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 9 of 12

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 25, 2026	$392M	$0	43	32	8	n/a	n/a
2024	Mar 31, 2025	$288M	$0	31	24	8	n/a	n/a
2023	Feb 1, 2024	$213M	$213M	31	24	6	n/a	n/a
2022	Mar 9, 2023	$164M	$164M	38	29	6	n/a	n/a
2021	Mar 10, 2022	$176M	$176M	32	32	7	n/a	n/a
2020	Mar 30, 2021	$131M	$131M	32	32	8	n/a	n/a
2019	Mar 11, 2020	$83.5M	$83.5M	38	38	8	n/a	n/a
2018	Mar 11, 2019	$55.8M	$55.8M	32	29	7	n/a	n/a
2017	Mar 15, 2018	$209M	$209M	8	6	2	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
3	2	1	4.9%	0	1	0	8	6

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$392M	$288M	36.1%	$164M	33.8%	43	31	8	8

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
STOCKCROSS FINANCIAL SERVICES, INC.	2	Jan 2, 2020	Jul 16, 2018	BEVERLY HILLS, CA	Team lift out	Other	25.0%
STOCKCROSS FINANCIAL SERVICES, INC.	2	Jan 2, 2020	Aug 7, 2018	WINTER PARK, FL	Team lift out	Other	25.0%
STOCKCROSS FINANCIAL SERVICES, INC.	12	Dec 31, 2017	Jan 1, 2025	BEVERLY HILLS, CA	Firm absorbed	Other	52.2%
STOCKCROSS FINANCIAL SERVICES, INC.	2	Dec 31, 2017	Jul 2, 2018	HORSHAM, PA	Team lift out	Other	8.7%
STOCKCROSS FINANCIAL SERVICES, INC.	2	Dec 31, 2017	May 24, 2019	DALLAS, TX	Team lift out	Other	8.7%
SIEBERT INVESTMENT ADVISORS, INC.	2	Dec 19, 2017	Nov 21, 2017	NEW YORK, NY	Channel change	Other	66.7%

Relationships

Registered with (58)

← Enlai ZhangAdvisorregistration: current employment
Jun 24, 2026 to presentfactForm ADV
← Donato Joseph CuttoneAdvisorregistration: current employment
Apr 21, 2026 to presentfactForm ADV
← BRETT ANDREW SONZOGNIAdvisorregistration: current employment
Apr 2, 2026 to presentfactForm ADV
← Bruce Arthur GalbraithAdvisorregistration: previous registration
Aug 30, 2019 to Sep 16, 2024factForm ADV
← John Donald MoranAdvisorregistration: current employment
Mar 3, 2026 to presentfactForm ADV
← ANTONIO SPECIALEAdvisorregistration: current employment
Oct 20, 2025 to presentfactForm ADV
← Bo John CalvertAdvisorregistration: current employment
Oct 9, 2025 to presentfactForm ADV
← Zachary Urban BanksAdvisorregistration: current employment
May 21, 2025 to presentfactForm ADV
← Kyle Edwin GonzalezAdvisorregistration: current employment
May 21, 2025 to presentfactForm ADV
← COLETTE ERASMUSAdvisorregistration: current employment
Apr 8, 2025 to presentfactForm ADV
← Kevin Steve OcanaAdvisorregistration: current employment
Apr 8, 2025 to presentfactForm ADV
← MONTE TRAFICANTEAdvisorregistration: current employment
Jan 1, 2025 to presentfactForm ADV
← RONALD JAMES ROBERTSAdvisorregistration: current employment
Aug 9, 2024 to presentfactForm ADV
← Natasha S HoweAdvisorregistration: current employment
Nov 15, 2023 to presentfactForm ADV
← ALBERT FRANCIS DIPIPPOAdvisorregistration: previous registration
Apr 4, 2018 to Mar 7, 2023factForm ADV
← JACQUELINE BARBARA YAPPAdvisorregistration: current employment
Jul 22, 2022 to presentfactForm ADV
← Colin McDonaldAdvisorregistration: current employment
Apr 1, 2022 to presentfactForm ADV
← Alec Joseph StevensonAdvisorregistration: current employment
Oct 15, 2021 to presentfactForm ADV
← Marvin Dimas RivasAdvisorregistration: current employment
Sep 13, 2021 to presentfactForm ADV
← BARBARA DUNNE VILLELLAAdvisorregistration: current employment
Mar 12, 2021 to presentfactForm ADV
← Lucky RadleyAdvisorregistration: current employment
Sep 16, 2020 to presentfactForm ADV
← MICHAEL JONATHAN COLOMBINOAdvisorregistration: current employment
Aug 20, 2020 to presentfactForm ADV
← PETER EDWARD CUNNINGHAMAdvisorregistration: previous registration
Jul 16, 2018 to Sep 4, 2018factForm ADV
← DEAN CHRISTOPHER BANTISAdvisorregistration: current employment
Sep 3, 2019 to presentfactForm ADV
← JAMES WESLEY LATIMERAdvisorregistration: current employment
May 24, 2019 to presentfactForm ADV
← RODNEY JOHN CARRASQUILLOAdvisorregistration: current employment
Aug 7, 2018 to presentfactForm ADV
← ANDREW GORDON MCDONALDAdvisorregistration: current employment
Jul 3, 2018 to presentfactForm ADV
← MICHAEL VANNIAdvisorregistration: current employment
Jul 2, 2018 to presentfactForm ADV
← MICHAEL DENNIS TRAVISAdvisorregistration: current employment
Apr 26, 2018 to presentfactForm ADV
← GUSTAV MARIS LANGFORDAdvisorregistration: current employment
Apr 5, 2018 to presentfactForm ADV
and 28 more

Controls (2)

← SOSNOWSKI, PETER, JAMESOwnerCEO/CHIEF OPERATING OFFICER, ownership code NA, individual
Jan 10, 2023 to Aug 30, 2024factForm ADV
← SIEBERT FINANCIAL CORPORATIONOwnerPUBLIC HOLDING COMPANY, ownership code E, domestic entity
Jun 28, 2017 to Aug 30, 2024factForm ADV

Owns (3)

← VILLELLA, BARBARA, DUNNEOwnerCCO & AMLCO, ownership code NA, individual
Jan 25, 2022 to Aug 30, 2024factForm ADV
← REICH, ANDREW, HENRYOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 23, 2018 to Aug 30, 2024factForm ADV
← MALEK, MARK, PETEROwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Jun 28, 2017 to Aug 30, 2024factForm ADV

Moved with (1)

← SIEBERT INVESTMENT ADVISORS, INC.Registered adviser2 advisors, team lift out
Dec 19, 2017 to Nov 21, 2017factForm ADV

Dated events

5 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jun 24, 2026
Advisor changed firm
Justin Andrew Carter left Siebert Advisornxt, Llc. for Equitable Advisors, Llc (registered 2026-09-11)
Form ADVobserved 3 days ago
Occurred
Mar 30, 2026
Advisor changed firm
John Mcguinness left Siebert Advisornxt, Llc. for Cetera Investment Advisers Llc (registered 2026-03-30)
Form ADVobserved 3 days ago
Occurred
Mar 25, 2026
Advisor headcount changed
Siebert Advisornxt, Llc. reported 43 state-registered advisory representatives, up from 31 (2026-02-05 to 2026-03-25)
Form ADVobserved 3 days ago
12 IARS
Occurred
Mar 25, 2026
Regulatory AUM changed
Siebert Advisornxt, Llc. reported RAUM $391.5M, up 36% from $287.6M (2026-02-05 to 2026-03-25)
Form ADVobserved 3 days ago
$104M
Occurred
Mar 4, 2025
Advisor changed firm
Keith Morris left Siebert Advisornxt, Llc. for Raymond James & Associates, Inc. (registered 2026-07-31)
Form ADVobserved 3 days ago
Occurred
Jan 29, 2025
Advisor changed firm
Maxwell Galbraith left Siebert Advisornxt, Llc. for J.P. Morgan Securities Llc (registered 2025-02-03)
Form ADVobserved 3 days ago
Occurred
Sep 16, 2024
Advisor changed firm
Bruce Arthur Galbraith left Siebert Advisornxt, Llc. for J.P. Morgan Securities Llc (registered 2024-09-25)
Form ADVobserved 3 days ago
Occurred
Jul 11, 2024
Advisor changed firm
Valerie L Miller left Siebert Advisornxt, Llc. for Charles Schwab & Co., Inc. (registered 2024-09-19)
Form ADVobserved 3 days ago
Occurred
Feb 1, 2024
Succession filed (Item 4)
Siebert Advisornxt, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 3 days ago
Occurred
Aug 17, 2023
Advisor changed firm
Jeffrey David Kercorian left Siebert Advisornxt, Llc. for Cg Advisory Services (registered 2023-08-21)
Form ADVobserved 3 days ago
Occurred
Jan 10, 2023
Control person joined
James Peter Sosnowski (Acting Chief Operating Officer) appeared on Schedule A of Siebert Advisornxt, Llc.
Form ADVobserved 3 days ago
Occurred
Jan 10, 2023
Control person left
Andrew Timothy O'Leary (Chief Operating Officer & Director) no longer on Schedule A of Siebert Advisornxt, Llc. (listed 2022-03-10, absent 2023-01-10)
Form ADVobserved 3 days ago
Occurred
Jan 3, 2023
Advisor changed firm
Brian Mcrae left Siebert Advisornxt, Llc. for Cambridge Investment Research Advisors, Inc. (registered 2023-01-03)
Form ADVobserved 3 days ago
Occurred
Jul 22, 2022
Advisor changed firm
Andrew Joseph Porath left Siebert Advisornxt, Llc. for Morgan Stanley (registered 2022-08-29)
Form ADVobserved 3 days ago
Occurred
Jan 25, 2022
Control person left
Patrick Daniel Logue (Counsel, Cco, Amlco) no longer on Schedule A of Siebert Advisornxt, Llc. (listed 2021-09-29, absent 2022-01-25)
Form ADVobserved 3 days ago
Occurred
Mar 30, 2021
Control person joined
Patrick Daniel Logue (Counsel, Cco, Amlco) appeared on Schedule A of Siebert Advisornxt, Llc.
Form ADVobserved 3 days ago
Occurred
Mar 30, 2021
Control person left
Ross Ronald Bono (Chief Compliance Officer) no longer on Schedule A of Siebert Advisornxt, Llc. (listed 2020-12-09, absent 2021-03-30)
Form ADVobserved 3 days ago
Occurred
Dec 20, 2018
Regulatory AUM changed
Siebert Advisornxt, Llc. reported RAUM $48.1M, down 77% from $209.2M (2018-10-29 to 2018-12-20)
Form ADVobserved 3 days ago
$-161M
Occurred
Mar 15, 2018
Regulatory AUM changed
Siebert Advisornxt, Llc. reported RAUM $209.2M, up 170% from $77.4M (2018-01-30 to 2018-03-15)
Form ADVobserved 3 days ago
$132M
Occurred
May 26, 2017
First Form ADV filing
Siebert Advisornxt, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 3 days ago

Show 5 bookkeeping events

Occurred
Sep 16, 2026
Bo John Calvert added a MI registration at Siebert Advisornxt, Llc.
Occurred
Aug 21, 2026
Bo John Calvert added a PA registration at Siebert Advisornxt, Llc.
Occurred
Mar 9, 2023
Siebert Advisornxt, Llc. reported 38 state-registered advisory representatives, up from 27 (2023-01-18 to 2023-03-09)
Occurred
Mar 11, 2019
Siebert Advisornxt, Llc. reported 7 offices beyond its principal office, up from 2 (2019-03-04 to 2019-03-11)
Occurred
Dec 20, 2018
Siebert Advisornxt, Llc. reported 29 state-registered advisory representatives, up from 6 (2018-10-29 to 2018-12-20)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:67891b2f-dbcb-8b7e-aae8-9113ea826f20
First observed: May 26, 2017
Last observed: Mar 25, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SIEBERT ADVISORNXT, LLC.

CRD 288572

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:67891b2f-dbcb-8b7e-aae8-9113ea826f20

Data as of Mar 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:04 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

DAVID ALAN BENDER

n/a

Beverly Hills, CA

yes

MARK PETER MALEK

n/a

jersey city, NJ | NEW YORK, NY

PETER JAMES SOSNOWSKI

n/a

NEW YORK, NY

yes

MARIO GUISEPPE DIDOMENICO

n/a

jersey city, NJ | NEW YORK, NY

yes

BRADLEY W POOCK

n/a

Beverly Hills, CA | NEW YORK, NY

yes

ANGELO GUERRIERO

n/a

jersey city, NJ | NEW YORK, NY

yes

BRUCE ARTHUR GALBRAITH

n/a

NEW YORK, NY | seal beach, CA

yes

KAMYAR KASHFI

n/a

Beverly Hills, CA | NEW YORK, NY

yes

SARAH LIN BRADDOCK

n/a

NEW YORK, NY | Beverly Hills, CA

yes

RITA DIANA SCHWARTZ

n/a

NEW YORK, NY | Calabase, CA

yes

GARY JASON GONZALEZ

n/a

NEW YORK, NY | Calabasas, CA

yes

GUSTAV MARIS LANGFORD

n/a

NEW YORK, NY | Horsham, PA

yes

MICHAEL DENNIS TRAVIS

n/a

NEW YORK, NY | Dallas, TX

yes

MICHAEL VANNI

n/a

NEW YORK, NY | Horsham, PA

yes

ANDREW GORDON MCDONALD

n/a

Beverly Hills, CA | NEW YORK, NY

yes

RODNEY JOHN CARRASQUILLO

n/a

Boca Raton, FL | NEW YORK, NY

yes

JAMES WESLEY LATIMER

n/a

Katy, TX | NEW YORK, NY

yes

DEAN CHRISTOPHER BANTIS

n/a

Jersey City, NJ | NEW YORK, NY

n/a

yes

PETER EDWARD CUNNINGHAM

n/a

NEW YORK, NY | Beverly Hills, CA

yes

MICHAEL JONATHAN COLOMBINO

n/a

Miami, FL | NEW YORK, NY

yes

Lucky Radley

n/a

NEW YORK, NY | Beverly Hills, CA

yes

BARBARA DUNNE VILLELLA

n/a

NEW YORK, NY

yes

Marvin Dimas Rivas

n/a

NEW YORK, NY

yes

Alec Joseph Stevenson

n/a

Beverly Hills, CA | NEW YORK, NY

n/a

yes

Colin McDonald

n/a

NEW YORK, NY | Beverly Hills, CA

n/a

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

SIEBERT FINANCIAL CORPORATION

PUBLIC HOLDING COMPANY

yes

11/1996

Jun 28, 2017

Aug 30, 2024

SOSNOWSKI, PETER, JAMES

CEO/CHIEF OPERATING OFFICER

yes

10/2022

Jan 10, 2023

Aug 30, 2024

MALEK, MARK, PETER

CHIEF INVESTMENT OFFICER

05/2017

Jun 28, 2017

Aug 30, 2024

REICH, ANDREW, HENRY

CHIEF FINANCIAL OFFICER

03/2018

Mar 23, 2018

Aug 30, 2024

VILLELLA, BARBARA, DUNNE

CCO & AMLCO

01/2022

Jan 25, 2022

Aug 30, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MURIEL SIEBERT & CO., LLC

n/a

yes

PARK WILSHIRE COMPANIES, INC.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

BEVERLY HILLS

United States

yes

NEW YORK

United States

yes

Tampa

United States

yes

BEVERLY HILLS

United States

yes

Calabasas

United States

yes

BOCA RATON

United States

yes

Miami

United States

yes

Horsham

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 25, 2026

$392M

n/a

2024

Mar 31, 2025

$288M

n/a

2023

Feb 1, 2024

$213M

n/a

2022

Mar 9, 2023

$164M

n/a

2021

Mar 10, 2022

$176M

n/a

2020

Mar 30, 2021

$131M

n/a

2019

Mar 11, 2020

$83.5M

n/a

2018

Mar 11, 2019

$55.8M

n/a

2017

Mar 15, 2018

$209M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

4.9%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$392M

$288M

36.1%

$164M

33.8%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

STOCKCROSS FINANCIAL SERVICES, INC.

Jan 2, 2020

Jul 16, 2018

BEVERLY HILLS, CA

Team lift out

Other

25.0%

STOCKCROSS FINANCIAL SERVICES, INC.

Jan 2, 2020

Aug 7, 2018

WINTER PARK, FL

Team lift out

Other

25.0%

STOCKCROSS FINANCIAL SERVICES, INC.

Dec 31, 2017

Jan 1, 2025

BEVERLY HILLS, CA

Firm absorbed

Other

52.2%

STOCKCROSS FINANCIAL SERVICES, INC.

Dec 31, 2017

Jul 2, 2018

HORSHAM, PA

Team lift out

Other

8.7%

STOCKCROSS FINANCIAL SERVICES, INC.

Dec 31, 2017

May 24, 2019

DALLAS, TX

Team lift out

Other

8.7%

SIEBERT INVESTMENT ADVISORS, INC.

Dec 19, 2017

Nov 21, 2017

NEW YORK, NY

Channel change

Other

66.7%