A••• H••••

Advisor at C••••• P••••••• L••

NEW YORK, NY | Cincinnati, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:581e995f-bd49-f6fb-7324-a00bc1f254a5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 25, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• P••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• P••••••• L••	Independent wealth	Jun 26, 2023	n/a	yes	Cincinnati, OH\|NEW YORK, NY	Current employment
C••••• P••••••• O••• L••	Institutional manager	Nov 10, 2022	Apr 24, 2023	no	Sharonville, OH\|NEW YORK, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• P••••••• O••• L••	C••••• P••••••• L••	Apr 24, 2023	Jun 26, 2023	63	Bulk transfer	RIA to RIA
F••••••• P••••••• A•• W•••••••• A•••••••	C••••• P••••••• O••• L••	Sep 14, 2021	Nov 10, 2022

Relationships

Registered with (4)

→ C••••• P••••••• L••Registered adviserregistration: current employment
Jun 26, 2023 to presentfactForm ADV
→ C••••• P••••••• O••• L••Registered adviserregistration: previous registration
Nov 10, 2022 to Apr 24, 2023factForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••Registered adviserregistration: previous registration
Jul 14, 2020 to Sep 14, 2021factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:581e995f-bd49-f6fb-7324-a00bc1f254a5
First observed: Oct 25, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.