DFX Intelligence

E•••• J•••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

E•••• J•••• M•••••

Advisor at J••• M••••• S••••••••• L••

DELRAY BEACH, FL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 7, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••• M••••• S••••••••• L••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Aug 10, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••• M••••• S••••••••• L••	Wirehouse	Feb 14, 2020	n/a	yes	DELRAY BEACH, FL	Current employment
P•• W••••• M•••••••••	Bd affiliated wealth	Nov 23, 2018	Dec 18, 2019	no	PARK RIDGE, IL\|CHICAGO, IL\|CHICAGO, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•• W••••• M•••••••••	J••• M••••• S••••••••• L••	Dec 18, 2019	Feb 14, 2020	58	Firm change	Ibd to wirehouse
V••••• F•••••••• M••••••••• I•••	P•• W••••• M•••••••••	Aug 10, 2018	Nov 23, 2018

Relationships

Registered with (4)

→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Oct 7, 2015 to Nov 23, 2016factForm ADV
→ P•• W••••• M•••••••••Registered adviserregistration: previous registration
Nov 23, 2018 to Dec 18, 2019factForm ADV
→ V••••• F•••••••• M••••••••• I•••Registered adviserregistration: previous registration
Jun 9, 2017 to Aug 10, 2018factForm ADV
→ F•••••••• F•••••••• P•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Oct 7, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.