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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)30 years in industry

Adam Frank Kint

Advisor at ALLWORTH FINANCIAL, L.P.

Sacramento, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Oct 16, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ALLWORTH FINANCIAL, L.P.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 10, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Apr 10, 1996
First registration: Oct 16, 2008
Dual registered: yes, broker-dealer
IAPD individual key: 2732192

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ALLWORTH FINANCIAL, L.P.	Bd affiliated wealth	Dec 1, 2017	n/a	yes	Sacramento, CA	Current employment
LANE FLORENCE, LLC	State registered	Feb 11, 2016	Nov 9, 2017	no	Folsom, CA\|CAMERON PARK, CA	Previous registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Dec 17, 2015	Nov 22, 2017	no	Folsom, CA	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	May 15, 2014	Dec 17, 2015	no	CAMPBELL, CA	Previous registration
ALLWORTH FINANCIAL, L.P.	Bd affiliated wealth	Oct 16, 2008	Jul 2, 2012	no	FOLSOM, CA	Previous registration
AW SECURITIES	Former SEC adviser	Oct 16, 2008	Nov 28, 2012	no	FOLSOM, CA\|FOLSOM, CA\|SACRAMENTO, CA\|FOLSOM, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	LANE FLORENCE, LLC	Nov 22, 2017	Feb 11, 2016	-650	Firm change after gap	Other
LANE FLORENCE, LLC	ALLWORTH FINANCIAL, L.P.	Nov 9, 2017	Dec 1, 2017	22	Firm change	Other
SECURITIES AMERICA ADVISORS, INC.	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Dec 17, 2015	Dec 17, 2015	0	Firm change	Other
AW SECURITIES	SECURITIES AMERICA ADVISORS, INC.	Nov 28, 2012	May 15, 2014	533	Firm change after gap	Other
ALLWORTH FINANCIAL, L.P.	AW SECURITIES	Jul 2, 2012	Oct 16, 2008	-1,355	Firm change after gap	Other

Relationships

Registered with (5)

→ ALLWORTH FINANCIAL, L.P.Registered adviserregistration: previous registration
Oct 16, 2008 to Jul 2, 2012factForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Dec 17, 2015 to Nov 22, 2017factForm ADV
→ LANE FLORENCE, LLCRegistered adviserregistration: previous registration
Feb 11, 2016 to Nov 9, 2017factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
May 15, 2014 to Dec 17, 2015factForm ADV
→ AW SECURITIESRegistered adviserregistration: previous registration
Oct 16, 2008 to Nov 28, 2012factForm ADV

Dated events

No dated event names this entity yet.