DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Adam Frank Kint
Certified Financial Planner
Feed of 09/14/2026
At current firm
8 y
since Dec 1, 2017
In the industry
30 y
since Apr 10, 1996 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Allworth Financial, L.P. BD affiliated currentsince Dec 1, 2017 · Sacramento, Ca
- Lane Florence, LLC state registeredFeb 11, 2016 to Nov 9, 2017 · Folsom, Ca
- Cambridge Investment Research Advisors, Inc. BD affiliatedDec 17, 2015 to Nov 22, 2017 · Folsom, Ca
- Securities America Advisors, Inc. formerMay 15, 2014 to Dec 17, 2015 · Campbell, Ca
- Aw Securities formerOct 16, 2008 to Nov 28, 2012 · Folsom, Ca
- Allworth Financial, L.P. BD affiliatedOct 16, 2008 to Jul 2, 2012 · Folsom, Ca
Moves
a registration end followed by a registration begin elsewhere
- Cambridge Investment Research Advisors, Inc. to Lane Florence, LLCleft Nov 22, 2017, registered Feb 11, 2016 (-650 days) · Other
- Lane Florence, LLC to Allworth Financial, L.P.left Nov 9, 2017, registered Dec 1, 2017 (22 days) · Other
- Securities America Advisors, Inc. to Cambridge Investment Research Advisors, Inc.left Dec 17, 2015, registered Dec 17, 2015 (0 days) · Other
- Aw Securities to Securities America Advisors, Inc.left Nov 28, 2012, registered May 15, 2014 (533 days) · Other
- Allworth Financial, L.P. to Aw Securitiesleft Jul 2, 2012, registered Oct 16, 2008 (-1355 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address