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E•••••••• A•• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor10 years in industry

E•••••••• A•• M•••••

Advisor at H•••••••• A•••••••• L••

Los Angeles, CA | CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5835ddf8-89e6-0370-4577-b1fc6f3037ce

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 9, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••••• A•••••••• L••	Bd affiliated wealth	Sep 15, 2021	n/a	yes	CHICAGO, IL\|Los Angeles, CA	Current employment
B•• A•• I••••••••• A••••••• L••	Former SEC adviser	Jun 7, 2018	Oct 14, 2021	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
B•• A•• I••••••••• A••••••• L••	H•••••••• A•••••••• L••	Oct 14, 2021	Sep 15, 2021	-29	Firm change	RIA to ibd
D•••• • A••••••••• L••	B•• A•• I••••••••• A••••••• L••	Jan 11, 2017

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
104580:145323:CA:2021-10-14	Oct 14, 2021	Sep 15, 2021	LOS ANGELES, CA	Firm change

Relationships

Registered with (3)

→ H•••••••• A•••••••• L••Registered adviserregistration: current employment
Sep 15, 2021 to presentfactForm ADV
→ B•• A•• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Jun 7, 2018 to Oct 14, 2021factForm ADV
→ D•••• • A••••••••• L••Registered adviserregistration: previous registration
Jul 9, 2016 to Jan 11, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5835ddf8-89e6-0370-4577-b1fc6f3037ce
First observed: Jul 9, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.