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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

BEL AIR INVESTMENT ADVISORS LLC

BEL AIR INVESTMENT ADVISORS LLC, CRD 104580

LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5690764f-9734-7709-d656-60c57c0b8d8d

Data as of Mar 31, 2021 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 40
Dated events: 7
On other graphs: 0
Observed: Mar 30, 2012 to Mar 31, 2021
27 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $8.1BItem 5.F on the latest filing (2021-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $8.0B
Private client RAUM: $7.2BderivedItem 5.D individuals plus high net worth individuals
Private client share: 90%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 44
Advisory employees: 18
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,360
Individual clients: 137
High net worth clients: 639
Custody, client assets: $4.5B
SEC number: 801-55068
CRD: 104580
Filings on the tape: 27
First filed: Mar 30, 2012
Latest filed: Mar 31, 2021
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
FIERA USA US EQUITIES FUND, LP	Other Private Fund	$676,458	Jan 11, 2016	1	Mar 31, 2014	dropped	n/a
FIERA USA EAFE FUND, LP	Other Private Fund	$580,000	Jan 11, 2016	1	Nov 29, 2013	dropped	021-204590

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DANA, DEBORAH, LYNN	CHIEF OPERATING OFFICER	Na	yes	09/2020	Sep 15, 2020	Mar 31, 2021
HALLADAY, REED, ELMO	MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER	Na	yes	12/1997	Mar 30, 2012	Mar 31, 2021
HIGHTOWER HOLDING, LLC	HOLDING COMPANY	E	yes	03/2021	Mar 31, 2021	Mar 31, 2021
MORGAN, TODD, MICHAEL	Chairman	Na	yes	12/1997	Mar 30, 2012	Mar 31, 2021
SADKIN, DAVID	President	Na	yes	08/2017	Mar 23, 2018	Mar 31, 2021
THL HT PARALLEL SPV, LP	Partner	C	yes	11/2020	Mar 31, 2021	Mar 31, 2021
THL HT SPV, LP	Partner	C	yes	11/2020	Mar 31, 2021	Mar 31, 2021

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
HIGHTOWER ADVISORS, LLC	n/a	Bd affiliated wealth	$199B	Y	yes	n/a
KANAWHA CAPITAL MANAGEMENT, LLC	n/a	Independent wealth	$1.8B	N	yes	n/a
DELTA ASSET MANAGEMENT, LLC	n/a	Independent wealth	$1.5B	N	yes	n/a
HARVEY INVESTMENT COMPANY, LLC	n/a	Independent wealth	$1.0B	N	yes	n/a
WEALTHTRUST AXIOM, LLC	n/a	Independent wealth	$900M	N	yes	n/a
DUNCKER, STREETT & CO., LLC	n/a	Independent wealth	$707M	N	yes	n/a
THE RIKOON GROUP, LLC	n/a	Former SEC adviser	$72.2M	N	yes	n/a
BEL AIR SECURITIES LLC	n/a	n/a	n/a	N	yes	n/a
HIGHTOWER INSURANCE ADVISORY SERVICES, LLC	n/a	n/a	n/a	N	yes	n/a
HIGHTOWER SECURITIES, LLC	n/a	n/a	n/a	N	yes	n/a
HIGHTOWER TETON PRIVATE EQUITY GP, LLC	n/a	n/a	n/a	N	yes	n/a
HIGHTOWER TRUST SERVICES LTA	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Mar 31, 2021	$8.1B	$8.0B	44	18	0	n/a	n/a
2019	Mar 20, 2020	$9.1B	$9.1B	55	24	1	n/a	n/a
2018	Mar 27, 2019	$7.9B	$7.9B	53	24	1	n/a	n/a
2017	Mar 23, 2018	$7.5B	$7.5B	55	24	1	n/a	n/a
2016	Mar 29, 2017	$6.6B	$6.6B	54	24	n/a	n/a	n/a
2015	Mar 29, 2016	$6.7B	$6.7B	57	26	n/a	n/a	n/a
2014	Mar 31, 2015	$6.5B	$6.5B	49	23	n/a	3	$147M
2013	Mar 31, 2014	$5.6B	$5.6B	48	28	n/a	3	$8.5M
2012	Mar 27, 2013	$5.5B	$5.5B	48	28	n/a	2	$106M
2011	Mar 30, 2012	$5.0B	$5.0B	n/a	n/a	n/a	2	$104M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$8.1B	$9.1B	-11.4%	$7.5B	2.3%	44	55	0	1

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
HIGHTOWER ADVISORS, LLC	13	Oct 14, 2021	Mar 6, 2025	LOS ANGELES, CA	Firm absorbed	RIA to ibd	92.9%
EVOKE ADVISORS	4	Sep 14, 2020	Jan 29, 2021	LOS ANGELES, CA	Team lift out	RIA to RIA	26.7%

Relationships

Affiliated with (9)

← THE RIKOON GROUP, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ HARVEY INVESTMENT COMPANY, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ DUNCKER STREETT & CO.Registered adviserother investment adviser, common control
factForm ADV
→ DELTA ASSET MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ KANAWHA CAPITAL MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ THE RIKOON GROUP, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ AXIOM ASSET MANAGEMENTRegistered adviserother investment adviser, common control
factForm ADV
→ HIGHTOWER ADVISORS, LLCRegistered adviserother investment adviser, control, common control
factForm ADV
← BEL AIR MANAGEMENT, LLCRegistered adviserother investment adviser, control, common control
factForm ADV

Controls (7)

← DANA, DEBORAH, LYNNOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Sep 15, 2020 to presentfactForm ADV
← MORGAN, TODD, MICHAELOwnerCHAIRMAN, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← SADKIN, DAVIDOwnerPRESIDENT, ownership code NA, individual
Mar 23, 2018 to presentfactForm ADV
← HALLADAY, REED, ELMOOwnerMANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← HIGHTOWER HOLDING, LLCOwnerHOLDING COMPANY, ownership code E, domestic entity
Mar 31, 2021 to presentfactForm ADV
← THL HT PARALLEL SPV, LPOwnerPARTNER, ownership code C, domestic entity
Mar 31, 2021 to presentfactForm ADV
← THL HT SPV, LPOwnerPARTNER, ownership code C, domestic entity
Mar 31, 2021 to presentfactForm ADV

Moved with (2)

→ HIGHTOWER ADVISORS, LLCRegistered adviser13 advisors, firm absorbed, same day
Oct 14, 2021 to Mar 6, 2025factForm ADV
→ EVOKE ADVISORSRegistered adviser4 advisors, team lift out
Sep 14, 2020 to Jan 29, 2021factForm ADV

Registered with (20)

← RICHARD TODD FREILICHAdvisorregistration: previous registration
Mar 19, 2001 to Oct 14, 2021factForm ADV
← CRAIG ANDREW BROTHERSAdvisorregistration: previous registration
Mar 4, 2002 to Oct 14, 2021factForm ADV
← EILEEN KING BOHNAdvisorregistration: previous registration
Aug 24, 2018 to Oct 14, 2021factForm ADV
← EDWIN HENRY HUEYAdvisorregistration: previous registration
May 12, 2004 to Oct 14, 2021factForm ADV
← TODD MICHAEL MORGANAdvisorregistration: previous registration
Mar 21, 2001 to Oct 14, 2021factForm ADV
← Kevin William PhilipAdvisorregistration: previous registration
Jul 16, 2004 to Oct 14, 2021factForm ADV
← JACK RAYMOND SUZARAdvisorregistration: previous registration
Mar 19, 2001 to Oct 14, 2021factForm ADV
← RONALD JAY SILVERMANAdvisorregistration: previous registration
Sep 22, 2003 to Oct 14, 2021factForm ADV
← Stephanie WithersAdvisorregistration: previous registration
Mar 29, 2021 to Oct 14, 2021factForm ADV
← Supriya BatraAdvisorregistration: previous registration
Mar 30, 2021 to Oct 14, 2021factForm ADV
← JOSHUA ALAN MARKMANAdvisorregistration: previous registration
Aug 14, 2008 to Oct 14, 2021factForm ADV
← DAVID JONATHAN SADKINAdvisorregistration: previous registration
Mar 24, 2021 to Oct 14, 2021factForm ADV
← ELIZABETH ANN MILLERAdvisorregistration: previous registration
Jun 7, 2018 to Oct 14, 2021factForm ADV
← Heather Wegner WaldAdvisorregistration: previous registration
Jan 10, 2018 to Oct 14, 2021factForm ADV
← DARELL LEONARD KRASNOFFAdvisorregistration: previous registration
Mar 19, 2001 to Sep 15, 2020factForm ADV
← ANDREW DOUGLAS PALMERAdvisorregistration: previous registration
Mar 4, 2002 to Sep 15, 2020factForm ADV
← ERIC SCOTT BRIGHTAdvisorregistration: previous registration
Aug 2, 2017 to Sep 14, 2020factForm ADV
← DILLON JAMES CHRISTENSENAdvisorregistration: previous registration
Sep 22, 2017 to Sep 14, 2020factForm ADV
← MARK ANDREW TUNNEYAdvisorregistration: previous registration
Jan 25, 2012 to Jul 18, 2016factForm ADV
← KENNETH NMN NAEHUAdvisorregistration: previous registration
Mar 19, 2001 to Aug 28, 2013factForm ADV

Advises (2)

→ FIERA USA US EQUITIES FUND, LPPrivate fundOther Private Fund, IA, no longer reported
Mar 31, 2014 to Jan 11, 2016factForm ADV
→ FIERA USA EAFE FUND, LPPrivate fundOther Private Fund, IA, no longer reported
Nov 29, 2013 to Jan 11, 2016factForm ADV

Dated events

Occurred
Mar 31, 2021
Control person left
Dwyer Matthew Anhut (General Counsel) no longer on Schedule A of Bel Air Investment Advisors Llc (listed 2020-10-20, absent 2021-03-31)
Form ADVobserved 5 days ago
Occurred
Oct 20, 2020
Control person joined
Dwyer Matthew Anhut (General Counsel) appeared on Schedule A of Bel Air Investment Advisors Llc
Form ADVobserved 5 days ago
Occurred
Oct 20, 2020
Control person left
Joseph Andrew Dunbar (General Counsel/Chief Compliance Officer) no longer on Schedule A of Bel Air Investment Advisors Llc (listed 2020-09-15, absent 2020-10-20)
Form ADVobserved 5 days ago
Occurred
Sep 15, 2020
Control person joined
Lynn Deborah Dana (Chief Operating Officer) appeared on Schedule A of Bel Air Investment Advisors Llc
Form ADVobserved 5 days ago
Occurred
Sep 15, 2020
Control person left
Leonard Darell Krasnoff (Managing Director) no longer on Schedule A of Bel Air Investment Advisors Llc (listed 2020-07-08, absent 2020-09-15)
Form ADVobserved 5 days ago
Occurred
Sep 15, 2020
Control person left
Frances Jane Eagle (Chief Financial Officer) no longer on Schedule A of Bel Air Investment Advisors Llc (listed 2020-07-08, absent 2020-09-15)
Form ADVobserved 5 days ago
Occurred
Sep 15, 2020
Control person left
Klayton Tyler Kelley (Chief Operating Officer) no longer on Schedule A of Bel Air Investment Advisors Llc (listed 2020-07-08, absent 2020-09-15)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5690764f-9734-7709-d656-60c57c0b8d8d
First observed: Mar 30, 2012
Last observed: Mar 31, 2021 66 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BEL AIR INVESTMENT ADVISORS LLC

BEL AIR INVESTMENT ADVISORS LLC, CRD 104580

LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5690764f-9734-7709-d656-60c57c0b8d8d

Data as of Mar 31, 2021 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:39 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

FIERA USA US EQUITIES FUND, LP

Other Private Fund

$676,458

Jan 11, 2016

Mar 31, 2014

dropped

n/a

FIERA USA EAFE FUND, LP

Other Private Fund

$580,000

Jan 11, 2016

Nov 29, 2013

dropped

021-204590

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DANA, DEBORAH, LYNN

CHIEF OPERATING OFFICER

yes

09/2020

Sep 15, 2020

Mar 31, 2021

HALLADAY, REED, ELMO

MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER

yes

12/1997

Mar 30, 2012

Mar 31, 2021

HIGHTOWER HOLDING, LLC

HOLDING COMPANY

yes

03/2021

Mar 31, 2021

MORGAN, TODD, MICHAEL

Chairman

yes

12/1997

Mar 30, 2012

Mar 31, 2021

SADKIN, DAVID

President

yes

08/2017

Mar 23, 2018

Mar 31, 2021

THL HT PARALLEL SPV, LP

Partner

yes

11/2020

Mar 31, 2021

THL HT SPV, LP

Partner

yes

11/2020

Mar 31, 2021

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

HIGHTOWER ADVISORS, LLC

n/a

Bd affiliated wealth

$199B

yes

n/a

KANAWHA CAPITAL MANAGEMENT, LLC

n/a

Independent wealth

$1.8B

yes

n/a

DELTA ASSET MANAGEMENT, LLC

n/a

Independent wealth

$1.5B

yes

n/a

HARVEY INVESTMENT COMPANY, LLC

n/a

Independent wealth

$1.0B

yes

n/a

WEALTHTRUST AXIOM, LLC

n/a

Independent wealth

$900M

yes

n/a

DUNCKER, STREETT & CO., LLC

n/a

Independent wealth

$707M

yes

n/a

THE RIKOON GROUP, LLC

n/a

Former SEC adviser

$72.2M

yes

n/a

BEL AIR SECURITIES LLC

n/a

yes

n/a

HIGHTOWER INSURANCE ADVISORY SERVICES, LLC

n/a

yes

n/a

HIGHTOWER SECURITIES, LLC

n/a

yes

n/a

HIGHTOWER TETON PRIVATE EQUITY GP, LLC

n/a

yes

n/a

HIGHTOWER TRUST SERVICES LTA

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2020

Mar 31, 2021

$8.1B

$8.0B

n/a

2019

Mar 20, 2020

$9.1B

n/a

2018

Mar 27, 2019

$7.9B

n/a

2017

Mar 23, 2018

$7.5B

n/a

2016

Mar 29, 2017

$6.6B

n/a

2015

Mar 29, 2016

$6.7B

n/a

2014

Mar 31, 2015

$6.5B

n/a

$147M

2013

Mar 31, 2014

$5.6B

n/a

$8.5M

2012

Mar 27, 2013

$5.5B

n/a

$106M

2011

Mar 30, 2012

$5.0B

n/a

$104M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2020

$8.1B

$9.1B

-11.4%

$7.5B

2.3%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

HIGHTOWER ADVISORS, LLC

Oct 14, 2021

Mar 6, 2025

LOS ANGELES, CA

Firm absorbed

RIA to ibd

92.9%

EVOKE ADVISORS

Sep 14, 2020

Jan 29, 2021

LOS ANGELES, CA

Team lift out

RIA to RIA

26.7%