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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

MLC ASSET MANAGEMENT US LLC

CRD 314738

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:58386e67-2e32-972e-18f5-27443a455b2d

Data as of May 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 8
On other graphs: 2
Observed: May 5, 2021 to May 20, 2026
13 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

MLC Asset Management US LLC

Private equity manager · shared crd

Independent Sponsorsidentity

MLC Asset Management US LLC

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $2.8BItem 5.F on the latest filing (2026-05-20); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $669M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 17
Private funds: 2Schedule D 7.B(1)
Custody, client assets: $0
SEC number: 801-121396
CRD: 314738
Filings on the tape: 13
First filed: May 5, 2021
Latest filed: May 20, 2026
Organised: Limited Liability Company, DE

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
MLC PRIVATE EQUITY PARTNERS, LP	Private Equity Fund	$566M	Sep 25, 2024	13	Jul 22, 2024	reported	021-506898
MLC PRIVATE EQUITY PARTNERS FEEDER-AIV LP	Private Equity Fund	$0	Sep 25, 2024	0	Sep 25, 2024	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HARDIMAN, JOSEPH, WILLIAM	MEMBER OF BOARD OF MANAGERS	Na	yes	10/2021	Oct 22, 2021	Sep 25, 2024
INSIGNIA FINANCIAL LIMITED	Owner	E	yes	06/2021	Sep 26, 2022	Sep 25, 2024
JONES, SCOTT, CRAVEN	MEMBER OF BOARD OF MANAGERS	Na	yes	10/2021	Oct 22, 2021	Sep 25, 2024
Khan, Amna, Sophia	MEMBER OF BOARD OF MANAGERS	Na	yes	08/2022	Sep 26, 2022	Sep 25, 2024
MLC ASSET MANAGEMENT HOLDINGS LIMITED	Owner	E	yes	03/2021	May 5, 2021	Sep 25, 2024
MLC WEALTH LTD	Owner	E	yes	02/2021	May 5, 2021	Sep 25, 2024
DIBARTOLO, JOSEPH, MAURICE	CHIEF COMPLIANCE OFFICER	Na	no	04/2021	May 5, 2021	Sep 25, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
INTERMEDE INVESTMENT PARTNERS LIMITED	n/a	Institutional manager	$4.0B	N	yes	n/a
MLC ASSET MANAGEMENT PTY LTD	n/a	n/a	n/a	N	yes	n/a
MLC PRIVATE EQUITY	n/a	n/a	n/a	Y	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2024	Sep 25, 2024	$2.7B	$632M	3	3	2	$566M
2023	Sep 25, 2023	$1.9B	$0	4	4	n/a	n/a
2022	Sep 26, 2022	$1.7B	$0	6	6	n/a	n/a
2021	Sep 22, 2021	$1.3B	$0	5	5	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$2.8B	$1.9B	45.4%	$1.3B	27.4%	4	4	0	0

Relationships

Affiliated with (3)

← INTERMEDE INVESTMENT PARTNERS LIMITEDRegistered adviserother investment adviser, common control
factForm ADV
← INTERMEDE GLOBAL PARTNERS INCRegistered adviserother investment adviser, common control
factForm ADV
→ INTERMEDE INVESTMENT PARTNERS LIMITEDRegistered adviserother investment adviser, common control
factForm ADV

Advises (2)

→ MLC PRIVATE EQUITY PARTNERS, LPPrivate fundPrivate Equity Fund, IA
Jul 22, 2024 to presentfactForm ADV
→ MLC PRIVATE EQUITY PARTNERS FEEDER-AIV LPPrivate fundPrivate Equity Fund, IA
Sep 25, 2024 to presentfactForm ADV

Owns (1)

← DIBARTOLO, JOSEPH, MAURICEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
May 5, 2021 to Sep 25, 2024factForm ADV

Controls (6)

← HARDIMAN, JOSEPH, WILLIAMOwnerMEMBER OF BOARD OF MANAGERS, ownership code NA, individual
Oct 22, 2021 to Sep 25, 2024factForm ADV
← JONES, SCOTT, CRAVENOwnerMEMBER OF BOARD OF MANAGERS, ownership code NA, individual
Oct 22, 2021 to Sep 25, 2024factForm ADV
← Khan, Amna, SophiaOwnerMEMBER OF BOARD OF MANAGERS, ownership code NA, individual
Sep 26, 2022 to Sep 25, 2024factForm ADV
← INSIGNIA FINANCIAL LIMITEDOwnerOWNER, ownership code E, foreign entity
Sep 26, 2022 to Sep 25, 2024factForm ADV
← MLC ASSET MANAGEMENT HOLDINGS LIMITEDOwnerOWNER, ownership code E, foreign entity
May 5, 2021 to Sep 25, 2024factForm ADV
← MLC WEALTH LTDOwnerOWNER, ownership code E, foreign entity
May 5, 2021 to Sep 25, 2024factForm ADV

Dated events

Occurred
Jul 22, 2024
Regulatory AUM changed
Mlc Asset Management Us Llc reported RAUM $2.6B, up 39% from $1.9B (2023-09-25 to 2024-07-22)
Form ADVobserved 5 days ago
$742M
Occurred
Sep 26, 2022
Control person joined
Sophia Amna Khan (Member Of Board Of Managers) appeared on Schedule A of Mlc Asset Management Us Llc
Form ADVobserved 5 days ago
Occurred
Sep 26, 2022
Control person left
Beverley Sharon Davis (Member Of Board Of Managers) no longer on Schedule A of Mlc Asset Management Us Llc (listed 2021-10-22, absent 2022-09-26)
Form ADVobserved 5 days ago
Occurred
Oct 22, 2021
Control person left
Charles Jonathan Armitage (Member Of Board Of Managers) no longer on Schedule A of Mlc Asset Management Us Llc (listed 2021-09-22, absent 2021-10-22)
Form ADVobserved 5 days ago
Occurred
Oct 22, 2021
Control person left
Frances Mandy Mannix (Member Of Board Of Managers) no longer on Schedule A of Mlc Asset Management Us Llc (listed 2021-09-22, absent 2021-10-22)
Form ADVobserved 5 days ago
Occurred
Oct 22, 2021
Control person joined
William Joseph Hardiman (Member Of Board Of Managers) appeared on Schedule A of Mlc Asset Management Us Llc
Form ADVobserved 5 days ago
Occurred
Oct 22, 2021
Control person joined
Craven Scott Jones (Member Of Board Of Managers) appeared on Schedule A of Mlc Asset Management Us Llc
Form ADVobserved 5 days ago
Occurred
May 5, 2021
First Form ADV filing
Mlc Asset Management Us Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:58386e67-2e32-972e-18f5-27443a455b2d
First observed: May 5, 2021
Last observed: May 20, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MLC ASSET MANAGEMENT US LLC

CRD 314738

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:58386e67-2e32-972e-18f5-27443a455b2d

Data as of May 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:27 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

MLC PRIVATE EQUITY PARTNERS, LP

Private Equity Fund

$566M

Sep 25, 2024

Jul 22, 2024

reported

021-506898

MLC PRIVATE EQUITY PARTNERS FEEDER-AIV LP

Private Equity Fund

Sep 25, 2024

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HARDIMAN, JOSEPH, WILLIAM

MEMBER OF BOARD OF MANAGERS

yes

10/2021

Oct 22, 2021

Sep 25, 2024

INSIGNIA FINANCIAL LIMITED

Owner

yes

06/2021

Sep 26, 2022

Sep 25, 2024

JONES, SCOTT, CRAVEN

MEMBER OF BOARD OF MANAGERS

yes

10/2021

Oct 22, 2021

Sep 25, 2024

Khan, Amna, Sophia

MEMBER OF BOARD OF MANAGERS

yes

08/2022

Sep 26, 2022

Sep 25, 2024

MLC ASSET MANAGEMENT HOLDINGS LIMITED

Owner

yes

03/2021

May 5, 2021

Sep 25, 2024

MLC WEALTH LTD

Owner

yes

02/2021

May 5, 2021

Sep 25, 2024

DIBARTOLO, JOSEPH, MAURICE

CHIEF COMPLIANCE OFFICER

04/2021

May 5, 2021

Sep 25, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

INTERMEDE INVESTMENT PARTNERS LIMITED

n/a

Institutional manager

$4.0B

yes

n/a

MLC ASSET MANAGEMENT PTY LTD

n/a

yes

n/a

MLC PRIVATE EQUITY

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Sep 25, 2024

$2.7B

$632M

$566M

2023

Sep 25, 2023

$1.9B

n/a

2022

Sep 26, 2022

$1.7B

n/a

2021

Sep 22, 2021

$1.3B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$2.8B

$1.9B

45.4%

$1.3B

27.4%