DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M•• A•••• M••••••••• U• L••
Latest filing May 20, 2026
First filing on the tape May 5, 2021 · 13 filings
SEC status approved since Jun 2, 2021
RAUM
$2.8B
reported, Item 5.F
Discretionary
24%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$2.8B as of May 20, 2026
Sep 22, 2021$1.3B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 20, 2026
Sep 22, 20210 then
Employees (5.A)4 as of May 20, 2026
Sep 22, 20215 then
Private funds2 as of May 20, 2026
Sep 25, 20242 then
RAUM +45% over the last fiscal year+27% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 20, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $163MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 24%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +42%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.8B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 17reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| M•• P•••••• E••••• P•••••••• L• | Private Equity Fund | $566M | 13 | Jul 22, 2024 |
| M•• P•••••• E••••• P••••••• F••••••••• L• | Private Equity Fund | $0 | 0 | Sep 25, 2024 |
Owners and control persons
Schedule A and B, latest filing
- H•••••••• J•••••• W•••••• · Member Of Board Of Managerscontrolsince 10/2021 · owns less than 5%
- J••••• S••••• C••••• · Member Of Board Of Managerscontrolsince 10/2021 · owns less than 5%
- K•••• A•••• S••••• · Member Of Board Of Managerscontrolsince 08/2022 · owns less than 5%
- D••••••••• J•••••• M•••••• · Chief Compliance Officersince 04/2021 · owns less than 5%
Entity owners
- M•• A•••• M••••••••• H••••••• L•••••• · Ownerdirect · owns 75% or more
- I••••••• F•••••••• L•••••• · Ownerindirect · owns 75% or more of M•• W••••• L•• · public reporting company
- M•• W••••• L•• · Ownerindirect · owns 75% or more of M•• A•••• M••••••••• H••••••• L••••••
Related persons
Schedule D 7.A
- I•••••••• I••••••••• P••••••• L••••••investment advisernRAUM $4.0B
- M•• A•••• M••••••••• P•• L••investment advisern
- M•• P•••••• E•••••investment adviserpooled vehicle sponsory
Advisers that list M•• A•••• M••••••••• U• L•• as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 14 to 17Sep 25, 2024 to Sep 23, 2025
- Advisory employees · 3 to 4Sep 25, 2024 to Sep 23, 2025
- Pooled vehicle clients · 14 to 17Sep 25, 2024 to Sep 23, 2025
- Employees · 3 to 4Sep 25, 2024 to Sep 23, 2025
- Financial planning clients · unset to Sep 25, 2024 to Sep 23, 2025
- Discretionary RAUM · $632M to $669MSep 25, 2024 to Sep 23, 2025
- Non-discretionary RAUM · $2.1B to $2.1BSep 25, 2024 to Sep 23, 2025
- Pooled vehicle RAUM · $2.7B to $2.8BSep 25, 2024 to Sep 23, 2025
- RAUM · $2.7B to $2.8BSep 25, 2024 to Sep 23, 2025
- Accounts · 13 to 14Jul 22, 2024 to Sep 25, 2024
- Pooled vehicle clients · 13 to 14Jul 22, 2024 to Sep 25, 2024
- Private funds · 1 to 2Jul 22, 2024 to Sep 25, 2024
- Discretionary RAUM · $644M to $632MJul 22, 2024 to Sep 25, 2024
- Non-discretionary RAUM · $2.0B to $2.1BJul 22, 2024 to Sep 25, 2024
- Pooled vehicle RAUM · $2.6B to $2.7BJul 22, 2024 to Sep 25, 2024
- RAUM · $2.6B to $2.7BJul 22, 2024 to Sep 25, 2024
- Accounts · 11 to 13Sep 25, 2023 to Jul 22, 2024
- Advisory employees · 4 to 3Sep 25, 2023 to Jul 22, 2024
- Pooled vehicle clients · 11 to 13Sep 25, 2023 to Jul 22, 2024
- Assets in custody · unset to 0.0Sep 25, 2023 to Jul 22, 2024
- Custody of client assets · false to trueSep 25, 2023 to Jul 22, 2024
- Employees · 4 to 3Sep 25, 2023 to Jul 22, 2024
- Private funds · unset to 1Sep 25, 2023 to Jul 22, 2024
- Discretionary RAUM · $0 to $644MSep 25, 2023 to Jul 22, 2024
- Non-discretionary RAUM · $1.9B to $2.0BSep 25, 2023 to Jul 22, 2024
- Pooled vehicle RAUM · $1.9B to $2.6BSep 25, 2023 to Jul 22, 2024
- RAUM · $1.9B to $2.6BSep 25, 2023 to Jul 22, 2024
- Accounts · 10 to 11Feb 1, 2023 to Sep 25, 2023
- Advisory employees · 6 to 4Feb 1, 2023 to Sep 25, 2023
- BD registered reps · 2 to 0Feb 1, 2023 to Sep 25, 2023
- Pooled vehicle clients · 10 to 11Feb 1, 2023 to Sep 25, 2023
- Employees · 6 to 4Feb 1, 2023 to Sep 25, 2023
- Non-discretionary RAUM · $1.7B to $1.9BFeb 1, 2023 to Sep 25, 2023
- Pooled vehicle RAUM · $1.7B to $1.9BFeb 1, 2023 to Sep 25, 2023
- RAUM · $1.7B to $1.9BFeb 1, 2023 to Sep 25, 2023
- Advisory employees · 5 to 6Oct 22, 2021 to Sep 26, 2022
- BD registered reps · 1 to 2Oct 22, 2021 to Sep 26, 2022
- Employees · 5 to 6Oct 22, 2021 to Sep 26, 2022
- Non-discretionary RAUM · $1.3B to $1.7BOct 22, 2021 to Sep 26, 2022
- Pooled vehicle RAUM · $1.3B to $1.7BOct 22, 2021 to Sep 26, 2022
Signals
8 dated events
- M•• A•••• M••••••••• U• L•• reported RAUM $2.6B, up 39% from $1.9B (2023-09-25 to 2024-07-22)Jul 22, 2024 · RAUM change · derived
- Beverley Sharon Davis (Member Of Board Of Managers) no longer on Schedule A of M•• A•••• M••••••••• U• L•• (listed 2021-10-22, absent 2022-09-26)Sep 26, 2022 · Control person left · inference
- S••••• A••• K••• (Member Of Board Of Managers) appeared on Schedule A of M•• A•••• M••••••••• U• L••Sep 26, 2022 · Control person joined · fact
- Charles Jonathan Armitage (Member Of Board Of Managers) no longer on Schedule A of M•• A•••• M••••••••• U• L•• (listed 2021-09-22, absent 2021-10-22)Oct 22, 2021 · Control person left · inference
- Frances Mandy Mannix (Member Of Board Of Managers) no longer on Schedule A of M•• A•••• M••••••••• U• L•• (listed 2021-09-22, absent 2021-10-22)Oct 22, 2021 · Control person left · inference
- William Joseph Hardiman (Member Of Board Of Managers) appeared on Schedule A of M•• A•••• M••••••••• U• L••Oct 22, 2021 · Control person joined · fact
- Craven Scott Jones (Member Of Board Of Managers) appeared on Schedule A of M•• A•••• M••••••••• U• L••Oct 22, 2021 · Control person joined · fact
- M•• A•••• M••••••••• U• L•• filed its initial SEC registration (Form ADV)May 5, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- M•• A•••• M••••••••• U• L•• · Independent Sponsorsshared crd · capital_provider
- M•• A•••• M••••••••• U• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Principal office phone
- 617-953-1416reportedpublic record, Form ADV, May 20, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026