DFX Intelligence

C••••• B•••••• S••• F•••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor24 years in industry

C••••• B•••••• S••• F•••

Advisor at B•••• A•••••••

NORFOLK, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:583bb110-87c8-ca39-80ca-b5c644c5c1d8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 18, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•••• A•••••••	Independent wealth	Jun 5, 2019	n/a	yes	NORFOLK, VA	Current employment
B•••• A•••••••	Mixed wealth	Dec 31, 2018	Jun 6, 2019	no	Norfolk, VA\|BALTIMORE, MD	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••• A•••••••	B•••• A•••••••	Jun 6, 2019	Jun 5, 2019	-1	Channel change	RIA to RIA
B•••• A•••••••	B•••• A•••••••	Dec 31, 2018	Dec 31, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
110181:106375:MD:2019-06-05	Jun 6, 2019	Jun 5, 2019	BALTIMORE, MD	Firm change
106375:110181:VA:2018-12-31	Dec 31, 2018	Dec 31, 2018	NORFOLK, VA	Firm change

Relationships

Registered with (2)

→ B•••• A•••••••Registered adviserregistration: previous registration
Jul 18, 2002 to Dec 31, 2018factForm ADV
→ B•••• A•••••••Registered adviserregistration: previous registration
Dec 31, 2018 to Jun 6, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:583bb110-87c8-ca39-80ca-b5c644c5c1d8
First observed: Jul 18, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.