DFX Intelligence

T••••• O••••• E•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor39 years in industry

T••••• O••••• E•••••

Advisor at W••••••••• A•••• M••••••••• L••

Louisville, KY | DESTIN, FL

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Search this name across graphsid dfx:ria:5844443d-9aa7-8825-f04f-085464222fbc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 8, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••••• A•••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 9, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••••• A•••• M••••••••• L••	Independent wealth	Jan 1, 2026	n/a	yes	DESTIN, FL\|Louisville, KY	Current employment
J••••• H•••••••• W••• L••••• L••	Former SEC adviser	Feb 28, 2017	Feb 28, 2019	no	Louisville, KY\|LOUISVILLE, KY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••••• H•••••••• W••• L••••• L••	W••••••••• A•••• M••••••••• L••	Feb 28, 2019	Jan 1, 2026	2,499	Firm change after gap	RIA to RIA
I• A••••••• S•••••••• I•••	J••••• H•••••••• W••• L••••• L••	Mar 7, 2017	Feb 28, 2017

Relationships

Registered with (4)

→ W••••••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Jan 1, 2026 to presentfactForm ADV
→ J••••• H•••••••• W••• L••••• L••Registered adviserregistration: previous registration
Feb 28, 2017 to Feb 28, 2019factForm ADV
→ I• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jun 2, 2006 to Mar 7, 2017factForm ADV
→ T•• I••••••••• C•••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5844443d-9aa7-8825-f04f-085464222fbc
First observed: Jan 8, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.