DFX Intelligence

E•••••••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

E•••••••• M••••••

Advisor at G•••• V••••• A•••••• G••••• L••

BERWYN, PA | Berwyn, PA

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Search this name across graphsid dfx:ria:58464a8e-4a59-007c-c939-de28f78148f5

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Mar 28, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••• V••••• A•••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•••• V••••• A•••••• G••••• L••	Independent wealth	Dec 5, 2025	n/a	yes	Berwyn, PA\|BERWYN, PA	Current employment
S•••••• P••••••• I••••••••• A•••••••• L••	Bd affiliated wealth	Jun 21, 2019	Dec 15, 2025	no	STAMFORD, CT\|Plymouth Meeting, PA\|Conshohocken, PA\|PLYMOUTH MEETING, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• P••••••• I••••••••• A•••••••• L••	G•••• V••••• A•••••• G••••• L••	Dec 15, 2025	Dec 5, 2025	-10	Firm change	Ibd to RIA
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	S•••••• P••••••• I••••••••• A•••••••• L••	Jun 26, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
149018:283004:PA:2020-06-26	Jun 26, 2020	Jun 21, 2019	PLYMOUTH MEETING, PA	Firm change after gap

Relationships

Registered with (3)

→ G•••• V••••• A•••••• G••••• L••Registered adviserregistration: current employment
Dec 5, 2025 to presentfactForm ADV
→ S•••••• P••••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Jun 21, 2019 to Dec 15, 2025factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Mar 28, 2017 to Jun 26, 2020factForm ADV

Dated events

Occurred
Dec 15, 2025
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:58464a8e-4a59-007c-c939-de28f78148f5
First observed: Mar 28, 2017
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.