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RIA / WealthAdvisorCertified Financial Planner21 years in industry

WILLIAM MCDOWELL FRASIER

Advisor at OAKWORTH ASSET MANAGEMENT, LLC

Brentwood, TN | Charlotte, NC | BIRMINGHAM, AL

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Search this name across graphsid dfx:ria:584ee5b1-ebee-4637-586e-76f87fcc5595

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 23, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OAKWORTH ASSET MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 22, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner
Exams: S66
First exam: Feb 22, 2005
First registration: Feb 23, 2005
Dual registered: no
Other names: MAC FRASIER
IAPD individual key: 4882318

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OAKWORTH ASSET MANAGEMENT, LLC	Independent wealth	Jul 1, 2025	n/a	yes	Brentwood, TN\|Charlotte, NC\|BIRMINGHAM, AL	Current employment
CONCOURSE FINANCIAL GROUP ADVISORS	Former SEC adviser	Nov 13, 2013	Aug 23, 2019	no	Birmingham, AL	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 30, 2007	Nov 13, 2013	no	BIRMINGHAM, AL	Previous registration
FIRST COMMAND FINANCIAL PLANNING, INC.	Former SEC adviser	May 5, 2006	Dec 18, 2006	no	MONTGOMERY, AL\|BIRMINGHAM, AL	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Feb 23, 2005	Mar 29, 2006	no	BIRMINGHAM, AL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CONCOURSE FINANCIAL GROUP ADVISORS	OAKWORTH ASSET MANAGEMENT, LLC	Aug 23, 2019	Jul 1, 2025	2,139	Firm change after gap	Ibd to new firm
LPL FINANCIAL LLC	CONCOURSE FINANCIAL GROUP ADVISORS	Nov 13, 2013	Nov 13, 2013	0	Firm change	Other
FIRST COMMAND FINANCIAL PLANNING, INC.	LPL FINANCIAL LLC	Dec 18, 2006	Apr 30, 2007	133	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	FIRST COMMAND FINANCIAL PLANNING, INC.	Mar 29, 2006	May 5, 2006	37	Firm change	Other

Relationships

Registered with (5)

→ OAKWORTH ASSET MANAGEMENT, LLCRegistered adviserregistration: current employment
Jul 1, 2025 to presentfactForm ADV
→ CONCOURSE FINANCIAL GROUP ADVISORSRegistered adviserregistration: previous registration
Nov 13, 2013 to Aug 23, 2019factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Apr 30, 2007 to Nov 13, 2013factForm ADV
→ FIRST COMMAND FINANCIAL PLANNING, INC.Registered adviserregistration: previous registration
May 5, 2006 to Dec 18, 2006factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Feb 23, 2005 to Mar 29, 2006factForm ADV

Dated events

No dated event names this entity yet.