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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

ALICIA STEPHAINE KONG

Advisor at VOYA FINANCIAL ADVISORS, INC.

FAIRFAX, VA | ELLICOTT CITY, MD

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Search this name across graphsid dfx:ria:585cdf20-9c2b-2ef3-5a05-0b0f126a9d1c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 17, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VOYA FINANCIAL ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 25, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S63|S65
First exam: Sep 25, 2000
First registration: Mar 17, 2004
Dual registered: yes, broker-dealer
Other names: ALICIA STEPHANIE KONG
IAPD individual key: 2945378

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Jan 3, 2011	n/a	yes	ELLICOTT CITY, MD\|FAIRFAX, VA	Current employment
VOYA FINANCIAL PARTNERS, LLC	Former SEC adviser	Sep 25, 2009	Jan 3, 2011	no	COLUMBIA, MD\|FAIRFAX, VA	Previous registration
VALIC FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Aug 24, 2005	Sep 30, 2009	no	DURHAM, NC\|LINTHICUM HEIGHTS, MD\|GLEN BURNIE, MD	Previous registration
VOYA FINANCIAL PARTNERS, LLC	Former SEC adviser	Mar 17, 2004	Aug 23, 2005	no	WASHINGTON, DC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
VOYA FINANCIAL PARTNERS, LLC	VOYA FINANCIAL ADVISORS, INC.	Jan 3, 2011	Jan 3, 2011	0	Bulk transfer	Other
VALIC FINANCIAL ADVISORS, INC.	VOYA FINANCIAL PARTNERS, LLC	Sep 30, 2009	Sep 25, 2009	-5	Firm change	Other
VOYA FINANCIAL PARTNERS, LLC	VALIC FINANCIAL ADVISORS, INC.	Aug 23, 2005	Aug 24, 2005	1	Firm change	Other

Relationships

Registered with (3)

→ VOYA FINANCIAL ADVISORS, INC.Registered adviserregistration: current employment
Jan 3, 2011 to presentfactForm ADV
→ VOYA FINANCIAL PARTNERS, LLCRegistered adviserregistration: previous registration
Sep 25, 2009 to Jan 3, 2011factForm ADV
→ VALIC FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Aug 24, 2005 to Sep 30, 2009factForm ADV

Dated events

No dated event names this entity yet.