DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Alicia Stephaine Kong
Feed of 09/15/2026
Also filed as Alicia Stephanie Kong
At current firm
15 y
since Jan 3, 2011
In the industry
25 y
since Sep 25, 2000 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Voya Financial Advisors, Inc. BD affiliated currentsince Jan 3, 2011 · Ellicott City, Md
- Voya Financial Partners, LLC formerSep 25, 2009 to Jan 3, 2011 · Columbia, Md
- Valic Financial Advisors, Inc. BD affiliatedAug 24, 2005 to Sep 30, 2009 · Durham, Nc
- Voya Financial Partners, LLC formerMar 17, 2004 to Aug 23, 2005 · Washington, Dc
Moves
a registration end followed by a registration begin elsewhere
- Voya Financial Partners, LLC to Voya Financial Advisors, Inc.left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
- Valic Financial Advisors, Inc. to Voya Financial Partners, LLCleft Sep 30, 2009, registered Sep 25, 2009 (-5 days) · Other
- Voya Financial Partners, LLC to Valic Financial Advisors, Inc.left Aug 23, 2005, registered Aug 24, 2005 (1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address