DFX Intelligence

P•••••• T• J••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

P•••••• T• J••••••

Advisor at N••••••••• F•••••••• P••••••• L••

LOS ANGELES, CA | HERMOSA BEACH, CA

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Search this name across graphsid dfx:ria:586187a8-aa10-f8b8-d1be-6feb60650c82

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Dec 1, 2020 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••••••• F•••••••• P••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Feb 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Jul 28, 2026	n/a	yes	LOS ANGELES, CA	Current employment
N••••••••• F•••••••• P••••••• L••	State registered	Oct 24, 2024	n/a	yes	HERMOSA BEACH, CA	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••• E••••• L••	N••••••••• F•••••••• P••••••• L••	Oct 21, 2024	Oct 24, 2024	3	Firm change	Ibd to state RIA
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	E•••••• E••••• L••	Sep 1, 2021	Sep 15, 2021

Relationships

Registered with (3)

→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Dec 1, 2020 to Sep 1, 2021factForm ADV
→ N••••••••• F•••••••• P••••••• L••Registered adviserregistration: current employment
Oct 24, 2024 to presentfactForm ADV
→ E•••••• E••••• L••Registered adviserregistration: previous registration
Sep 15, 2021 to Oct 21, 2024factForm ADV

Dated events

Occurred
Oct 21, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:586187a8-aa10-f8b8-d1be-6feb60650c82
First observed: Dec 1, 2020
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.