T•• W•••••

Advisor at W•••• F•••• A•••••••

NEWTON, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5868f983-1933-e481-3281-5549b67ba940

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 31, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Oct 10, 1991earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Mar 27, 2023	n/a	yes	NEWTON, NC	Current employment
W•••• F•••• A•••••••	Wirehouse	Jun 21, 2002	Mar 16, 2023	no	NEWTON, NC\|NEWTON, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	W•••• F•••• A•••••••	Mar 16, 2023	Mar 27, 2023	11	Channel change	Wirehouse to wirehouse
W••••••• S••••••••• I•••	W•••• F•••• A•••••••	Jun 21, 2002	Jun 21, 2002

Team moves

••• Locked

Team	Left	Joined	From	Kind
19616:11025:NC:2023-03-16	Mar 16, 2023	Mar 27, 2023	NEWTON, NC	Firm change

Relationships

Registered with (3)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Mar 27, 2023 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jun 21, 2002 to Mar 16, 2023factForm ADV
→ W••••••• S••••••••• I•••Registered adviserregistration: previous registration
Dec 31, 2000 to Jun 21, 2002factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5868f983-1933-e481-3281-5549b67ba940
First observed: Dec 31, 2000
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.