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Advisor at EAGLE STRATEGIES LLC
SAN FRANCISCO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EAGLE STRATEGIES LLC | Bd affiliated wealth | Aug 19, 2021 | n/a | yes | SAN FRANCISCO, CA | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 23, 2009 | Mar 9, 2020 | no | SACRAMENTO, CA|OAKLAND, CA|SAN JOSE, CA|SAN MATEO, CA|MENLO PARK, CA|SAN JOSE, CA|SAN JOSE, CA|SAN FRANCISCO, CA | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | Oct 1, 2007 | Oct 23, 2009 | no | PALO ALTO, CA|SAN JOSE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | EAGLE STRATEGIES LLC | Mar 9, 2020 | Aug 19, 2021 | 528 | Firm change after gap | Wirehouse to ibd |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Oct 23, 2009 | Oct 23, 2009 | 0 | Bulk transfer | Other |