DFX Intelligence

N•••• L•• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor20 years in industry

N•••• L•• H••••••

Advisor at H••• P••••••••• A•••••••• L••

PITTSFORD, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:586ff5b4-9684-d1a5-f571-ebd2c08bfb43

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 17, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••• P••••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 9, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H••• P••••••••• A•••••••• L••	Independent wealth	Sep 25, 2025	n/a	yes	PITTSFORD, NY	Current employment
G••••• R••••••••• P••••••• L••	Institutional manager	Sep 15, 2017	Aug 30, 2019	no	San Juan Capistrano, CA\|SAN RAFAEL, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••• R••••••••• P••••••• L••	H••• P••••••••• A•••••••• L••	Aug 30, 2019	Sep 25, 2025	2,218	Firm change after gap	Other
M•••••• • N••••• A•••••••• L••	G••••• R••••••••• P••••••• L••	Aug 21, 2017	Sep 15, 2017

Relationships

Registered with (3)

→ H••• P••••••••• A•••••••• L••Registered adviserregistration: current employment
Sep 25, 2025 to presentfactForm ADV
→ G••••• R••••••••• P••••••• L••Registered adviserregistration: previous registration
Sep 15, 2017 to Aug 30, 2019factForm ADV
→ M•••••• • N••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 17, 2013 to Aug 21, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:586ff5b4-9684-d1a5-f571-ebd2c08bfb43
First observed: Jan 17, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.