DFX Intelligence

H••• P••••••••• A•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

H••• P••••••••• A•••••••• L••

CRD 289541

PITTSFORD, NY

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Search this name across graphsid dfx:ria:4dd995f7-01bf-7496-61f5-2622f797b24f

Data as of May 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 8
On other graphs: 0
Observed: Sep 25, 2017 to May 19, 2026
24 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.85 fund_share=0.0 institutional_share=0.15 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.0B••• Locked
Discretionary RAUM: $1.0B
Private client RAUM: $885Mderived••• Locked
Private client share: 85%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 8
RAUM per advisor: $131Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
M•••••• J•••• N•••••	Certified Financial Planner	BUFFALO, NY \| PITTSFORD, NY	5	11	n/a	no
S•••••• J••••• C•••	n/a	PITTSFORD, NY	5	26

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••• • C•• L••	Owner	C	yes	08/2018	May 19, 2026	May 19, 2026
C•••• S••••••• J•••••	CHIEF EXECUTIVE OFFICER, MANAGING MEMBER	C	yes	08/2017	May 19, 2026	May 19, 2026

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Albany	NY	United States	1	no
Buffalo	NY	United States	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	1	1

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.0B	$813M	28.6%	$542M	24.5%	16	13	3	2

Relationships

Registered with (9)

← N•••• L•• H••••••Advisorregistration: current employment
Sep 25, 2025 to presentfactForm ADV
← B••••••• A•••••••• B••••••Advisorregistration: current employment
May 29, 2025 to presentfactForm ADV
← G••••• D• M•••••Advisorregistration: current employment
Apr 20, 2023 to presentfactForm ADV
← J••• E••••• M•••

Dated events

Occurred
Mar 11, 2026
Regulatory AUM changed
H••• P••••••••• A•••••••• L•• reported RAUM $1.0B, up 29% from $813.4M (2025-11-10 to 2026-03-11)
Form ADVobserved 7 days ago
$233M
Occurred
Feb 14, 2024
Regulatory AUM changed
H••• P••••••••• A•••••••• L•• reported RAUM $679.9M, up 25% from $542.1M (2023-03-14 to 2024-02-14)
Form ADVobserved 7 days ago
$138M
Occurred
Nov 8, 2023
Advisor changed firm
Maureen J. Pilato left H••• P••••••••• A•••••••• L•• for J.P. Morgan Securities Llc (registered 2023-08-21)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4dd995f7-01bf-7496-61f5-2622f797b24f
First observed: Sep 25, 2017
Last observed: May 19, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.