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RIA / WealthAdvisor13 years in industry

Kevin Patrick Zeyen

Advisor at THE WELLINGTON GRP LLC

INDIANAPOLIS, IN

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Search this name across graphsid dfx:ria:587db4cb-eaf2-9a54-5f10-29fc17f73a32

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 15, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: THE WELLINGTON GRP LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: May 24, 2013
First registration: Mar 15, 2016
Dual registered: no
IAPD individual key: 2466225

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
THE WELLINGTON GRP LLC	Independent wealth	Feb 20, 2026	n/a	yes	INDIANAPOLIS, IN	Current employment
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Nov 15, 2018	Feb 19, 2026	no	Indianapolis, IN	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Jan 23, 2018	Oct 26, 2018	no	INDIANAPOLIS, IN	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Mar 15, 2016	Jan 9, 2018	no	Indianapolis, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MML INVESTORS SERVICES, LLC	THE WELLINGTON GRP LLC	Feb 19, 2026	Feb 20, 2026	1	Firm change	Ibd to RIA
PRUCO SECURITIES, LLC	MML INVESTORS SERVICES, LLC	Oct 26, 2018	Nov 15, 2018	20	Firm change	Ibd to ibd
MML INVESTORS SERVICES, LLC	PRUCO SECURITIES, LLC	Jan 9, 2018	Jan 23, 2018	14	Firm change	Other

Relationships

Registered with (3)

→ THE WELLINGTON GRP LLCRegistered adviserregistration: current employment
Feb 20, 2026 to presentfactForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Nov 15, 2018 to Feb 19, 2026factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Jan 23, 2018 to Oct 26, 2018factForm ADV

Dated events

Occurred
Feb 19, 2026
Advisor changed firm
Kevin Patrick Zeyen left Mml Investors Services, Llc for The Wellington Grp Llc (registered 2026-02-20)
Form ADVobserved 5 days ago