RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• P•••••• Z••••
- T•• W••••••••• G•• L•• independent RIA currentsince Feb 20, 2026 · Indianapolis, In
- M•• I•••••••• S•••••••• L•• BD affiliatedNov 15, 2018 to Feb 19, 2026 · Indianapolis, In
- P•••• S••••••••• L•• no RAUMJan 23, 2018 to Oct 26, 2018 · Indianapolis, In
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 15, 2016 to Jan 9, 2018 · Indianapolis, In
- M•• I•••••••• S•••••••• L•• to T•• W••••••••• G•• L••left Feb 19, 2026, registered Feb 20, 2026 (1 days) · Affiliated broker-dealer or bank to independent RIA
- P•••• S••••••••• L•• to M•• I•••••••• S•••••••• L••left Oct 26, 2018, registered Nov 15, 2018 (20 days) · Affiliated broker-dealer or bank to another
- M•• I•••••••• S•••••••• L•• to P•••• S••••••••• L••left Jan 9, 2018, registered Jan 23, 2018 (14 days) · Other
- K•••• P•••••• Z•••• left M•• I•••••••• S•••••••• L•• for T•• W••••••••• G•• L•• (registered 2026-02-20)Feb 19, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address