DFX Intelligence

B•••• D•••• J••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner28 years in industry

B•••• D•••• J••••

Advisor at A••••••• F••••••••• L•••

Cincinnati, OH | FOLSOM, CA

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Search this name across graphsid dfx:ria:588257b4-ad2d-b8e0-f2bd-6c759f9c6fb4

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 1, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• F••••••••• L•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 17, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• F••••••••• L•••	Bd affiliated wealth	Aug 21, 2018	n/a	yes	FOLSOM, CA\|Cincinnati, OH	Current employment
S••••• M•••• A•••••••	Former SEC adviser	Mar 16, 2016	Feb 7, 2019	no	CINCINNATI, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• M•••• A•••••••	A••••••• F••••••••• L•••	Feb 7, 2019	Aug 21, 2018	-170	Firm change after gap	RIA to RIA
S•••••• W••••• P•••••••• L••	S••••• M•••• A•••••••	Dec 8, 2011	Mar 16, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
106619:111167:OH:2019-02-07	Feb 7, 2019	Aug 21, 2018	CINCINNATI, OH	Firm change after gap

Relationships

Registered with (5)

→ A••••••• F••••••••• L•••Registered adviserregistration: current employment
Aug 21, 2018 to presentfactForm ADV
→ S••••• M•••• A•••••••Registered adviserregistration: previous registration
Mar 16, 2016 to Feb 7, 2019factForm ADV
→ S•••••• W••••• P•••••••• L••Registered adviserregistration: previous registration
Dec 23, 2010 to Dec 8, 2011factForm ADV
→ P•• W••••• M•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:588257b4-ad2d-b8e0-f2bd-6c759f9c6fb4
First observed: Jan 1, 2000
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.