L•••• A• G•••••

Advisor at W••••• E••••••••• A••••••• S•••••••• L••

PLYMOUTH, MN | LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:58837819-77fe-986f-2f03-b7a9d9e24233

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Feb 16, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• E••••••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 18, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• E••••••••• A••••••• S•••••••• L••	Bd affiliated wealth	Oct 2, 2023	n/a	yes	LOS ANGELES, CA\|PLYMOUTH, MN	Current employment
K•• W••••• A•••••••	Former SEC adviser	May 1, 2014	Oct 3, 2023	no	LOS ANGELES, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K•• W••••• A•••••••	W••••• E••••••••• A••••••• S•••••••• L••	Oct 3, 2023	Oct 2, 2023	-1	Firm change	RIA to RIA
I••••••••• F•••••••• G••••• L••	K•• W••••• A•••••••	Dec 24, 2015	May 1, 2014

Team moves

••• Locked

Team	Left	Joined	From	Kind
169846:116407:CA:2023-10-03	Oct 3, 2023	Oct 2, 2023	LOS ANGELES, CA	Firm change

Relationships

Registered with (5)

→ W••••• E••••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Oct 2, 2023 to presentfactForm ADV
→ K•• W••••• A•••••••Registered adviserregistration: previous registration
May 1, 2014 to Oct 3, 2023factForm ADV
→ I••••••••• F•••••••• G••••• L••Registered adviserregistration: previous registration
Nov 20, 2007 to Dec 24, 2015factForm ADV
→ S•••••••• F••••••••• I•••

Dated events

Occurred
Oct 3, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:58837819-77fe-986f-2f03-b7a9d9e24233
First observed: Feb 16, 2005
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.