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K•• W••••• A•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

K•• W••••• A•••••••

K•• W••••• A•••••••, LLC, CRD 169846

LOS ANGELES, CA

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Search this name across graphsid dfx:ria:c942123a-74e1-5d34-2f98-6d3c8f2210fb

Data as of Apr 13, 2023 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 10
On other graphs: 1
Observed: Dec 18, 2013 to Apr 13, 2023
27 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

K•• W••••• A•••••••

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $350M••• Locked
Discretionary RAUM: $350M
Private client RAUM: $331Mderived••• Locked
Private client share: 95%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 8
Advisory employees

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
G•••••• L••••• A•••	Shareholder	E	yes	06/2014	Dec 18, 2013	Apr 13, 2023
K••••••• C•••••• S•••••••••	MANAGING MEMBER	D	yes	11/2013	Nov 12, 2014	Apr 13, 2023

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$350M	$387M	-9.6%	$241M	13.3%	8	8	0	0

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
W••••• E••••••••• A••••••• S•••••••• L••	2	Oct 3, 2023	Oct 2, 2023	LOS ANGELES, CA	Team lift out	RIA to RIA	100.0%

Relationships

Controls (6)

← G•••••• L••••• A•••OwnerSHAREHOLDER, ownership code E, individual
Dec 18, 2013 to presentfactForm ADV
← W••••••• K••••••• B••••OwnerTRUSTEE, ownership code F, individual
Dec 18, 2013 to presentfactForm ADV
← W••••••• J•••••••• A••OwnerTRUSTEE, ownership code F, individual
Nov 12, 2014 to presentfactForm ADV
← K••••••• C•••••• S•••••••••OwnerMANAGING MEMBER, ownership code D, domestic entity
Nov 12, 2014 to presentfact

Dated events

Occurred
Oct 3, 2023
Team lift-out
2 advisors left K•• W••••• A••••••• (Los Angeles, CA) for W••••• E••••••••• A••••••• S•••••••• L•• on the same day
Form ADVobserved 7 days ago
2 advisors
Occurred
Oct 3, 2023
Advisor changed firm
Kenneth Brian Waltzer left K•• W••••• A••••••• for W••••• E••••••••• A••••••• S•••••••• L•• (registered 2023-10-02)
Form ADVobserved 7 days ago
Occurred
Oct 3, 2023
Advisor changed firm
Laura A Gilman left K•• W••••• A••••••• for W••••• E••••••••• A••••••• S•••••••• L•• (registered 2023-10-02)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c942123a-74e1-5d34-2f98-6d3c8f2210fb
First observed: Dec 18, 2013
Last observed: Apr 13, 2023 41 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.