DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Planner25 years in industry

HOMER SCOVILLE SMITH

Advisor at INTEGRATED WEALTH CONCEPTS LLC

GIG HARBOR, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:58880c1d-1263-ca11-4fe2-cab6cc84d1e8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 10, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INTEGRATED WEALTH CONCEPTS LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 5, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Sep 5, 2001
First registration: Sep 10, 2001
Dual registered: no
IAPD individual key: 4424221

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INTEGRATED WEALTH CONCEPTS LLC	Independent wealth	Nov 13, 2019	n/a	yes	GIG HARBOR, WA	Current employment
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Aug 19, 2011	Nov 12, 2019	no	BELLEVUE, WA\|BREMERTON, WA\|Gig Harbor, WA	Previous registration
1ST GLOBAL ADVISORS INC	Former SEC adviser	Apr 30, 2010	Aug 31, 2011	no	BREMERTON, WA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Sep 10, 2001	Apr 22, 2010	no	HONOLULU, HI\|BELLEVUE, WA\|BELLEVUE, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERIPRISE FINANCIAL SERVICES, LLC	INTEGRATED WEALTH CONCEPTS LLC	Nov 12, 2019	Nov 13, 2019	1	Firm change	Ibd to RIA
1ST GLOBAL ADVISORS INC	AMERIPRISE FINANCIAL SERVICES, LLC	Aug 31, 2011	Aug 19, 2011	-12	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	1ST GLOBAL ADVISORS INC	Apr 22, 2010	Apr 30, 2010	8	Firm change	Other

Relationships

Registered with (3)

→ INTEGRATED WEALTH CONCEPTS LLCRegistered adviserregistration: current employment
Nov 13, 2019 to presentfactForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Aug 19, 2011 to Nov 12, 2019factForm ADV
→ 1ST GLOBAL ADVISORS INCRegistered adviserregistration: previous registration
Apr 30, 2010 to Aug 31, 2011factForm ADV

Dated events

No dated event names this entity yet.